Gonzalo Rufatt

ALTAMIRA FINANCIAL GROUP

SANTA FE, NM 87505

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CRD#: 4686876

Professional summary

Gonzalo Rufatt, CFP® is a registered financial advisor currently at ALTAMIRA FINANCIAL GROUP, LLC located in Santa Fe, New Mexico and LPL FINANCIAL LLC located in Santa Fe, New Mexico.

Gonzalo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Gonzalo has worked at 8 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1/12/2017: No Business Name - Investment Related - Santa Fe, NM - Real Estate Rental - Started 10/01/2006 - 3 Hours Per Month/0 Hours During Securities Trading. 2. 1/19/2022 - Altamira Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/06/2022 - 160 Hours Per Month During Securities Trading. 3. 1/25/2022 - Altamira Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/06/2022 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Altamira Financial Group, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gonzalo Rufatt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 3, 2022 - Present

ALTAMIRA FINANCIAL GROUP, LLC

Office #1: 1012 Marquez Place Unit 204a, Santa Fe, NM 87505

RIA

CRD#: 316907

SANTA FE, NM

Current

March 4, 2010 - Present

LPL FINANCIAL LLC

Office #1: 1012 Marquez Pl #204a, Santa Fe, NM 87505

RIA

CRD#: 6413

Santa Fe, NM

Past

January 14, 2022 - April 13, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA FE, NM

Past

March 31, 2014 - January 3, 2022

FINANCIAL PARTNERS, LLC

RIA

CRD#: 170002

SANTA FE, NM

Past

March 8, 2010 - October 6, 2020

LPL FINANCIAL LLC

RIA

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTAMIRA FINANCIAL GROUP, LLC

CRD#: 316907 / SEC#: 801-132045

RIA

Registered Investment Advisory firm - (3/3/2025 Approved)

California

Registered Investment Advisory firm - (4/3/2025 Terminated)

Colorado

Registered Investment Advisory firm - (3/5/2025 Terminated)

New Mexico

Registered Investment Advisory firm - (3/4/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(3/29/2022)

New Mexico
(3/4/2010)

IAR

ALTAMIRA FINANCIAL GROUP, LLC

CRD#: 316907 / SEC#: 801-132045

RIA

Registered Investment Advisory firm - (3/3/2025 Approved)

California

Registered Investment Advisory firm - (4/3/2025 Terminated)

Colorado

Registered Investment Advisory firm - (3/5/2025 Terminated)

New Mexico

Registered Investment Advisory firm - (3/4/2025 Terminated)

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Contact information

Main Address

1012 Marquez Place Unit 204a, Santa Fe, NM 87505

Mailing Address

Phone number

(505) 477-3334

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/4/2025)

2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	201
AUM (Assets Under Management)	$ 115,920,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Gonzalo Rufatt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gonzalo Rufatt's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FINANCIAL PARTNERS, LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALTAMIRA FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2003

SIE

Date: 10/1/2018

Series 31

Date: 10/19/2007

Series 7

Date: 9/2/2003

Series 24

Date: 8/15/2016

Series 10

Date: 4/18/2006

Series 9

Date: 3/11/2006

FINRA

Current Firm

ALTAMIRA FINANCIAL GROUP, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTAMIRA FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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