Spencer S. Willison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Spencer Scott Willison was a registered financial professional .
Spencer is a previously registered financial professional and started their career in finance in 1972. Spencer had worked at 4 firms and has passed the Series 63, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 1998 - December 31, 2011
PRIVATE INVESTORS ADVISORY SERVICES
September 17, 1997 - March 21, 2013
OSAIC WEALTH, INC.
November 19, 1989 - March 21, 2013
OSAIC WEALTH, INC.
August 28, 1981 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 5, 1972 - December 19, 1989
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/1/1972
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
