Robert T. Willison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Timothy Willison, who also goes by Timothy Robert Willison, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1974. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2011 - December 31, 2019
FFEC WEALTH PARTNERS LLC
August 11, 2011 - September 21, 2020
FFEC WEALTH PARTNERS LLC
September 12, 2005 - August 10, 2011
CAPWEST SECURITIES, INC.
September 12, 2005 - August 10, 2011
CAPWEST SECURITIES, INC.
July 6, 2005 - September 2, 2005
UNITED SECURITIES ALLIANCE, INC.
January 12, 2000 - September 2, 2005
UNITED SECURITIES ALLIANCE, INC.
January 1, 1999 - May 28, 2009
R.T.W. FUND MANAGEMENT
October 10, 1995 - December 31, 1999
VSR FINANCIAL SERVICES, INC.
February 9, 1995 - October 11, 1995
FIRST ASSOCIATED SECURITIES GROUP, INC.
October 23, 1980 - February 13, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
April 12, 1978 - March 14, 1979
SOUTHMARK FINANCIAL SERVICES, INC.
September 24, 1974 - October 12, 1977
WORLD CAPITAL BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/13/1974
Registered Representative ExaminationCurrent Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
