Timothy K. Ledbetter
Professional summary
Timothy Keith Ledbetter is a registered financial professional currently at CCO CAPITAL, LLC located in Bryn Mawr, Pennsylvania.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2004. Timothy has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Keith Ledbetter's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2019 - Present
CCO CAPITAL, LLC
November 13, 2018 - August 8, 2019
ARETE WEALTH MANAGEMENT, LLC
June 27, 2012 - November 8, 2018
KBS CAPITAL MARKETS GROUP LLC
April 22, 2004 - June 21, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2019)
(7/9/2024)
(5/9/2023)
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(10/9/2024)
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(5/9/2023)
(8/7/2019)
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(8/7/2019)
(5/9/2023)
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Exams
FINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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