Deanna L. Tierney

ASHTON THOMAS PRIVATE WEALTH

Helena, MT 59601

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CRD#: 4686471

Professional summary

Deanna L. Tierney, who also goes by Deanna L. Spear, Deanna Lyn Spear, Deanna L. Tierney, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Helena, Montana and ASHTON THOMAS SECURITIES, LLC located in Helena, Montana.

Deanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Deanna has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deanna L. Spear | Deanna Lyn Spear | Deanna L. Tierney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ashton Thomas Private Wealth, LLC; Yes, Investment-Related; Helena, MT; Investment Advisory Services; Senior Private Client Banking Consultant; Working with investment clients on advanced banking needs; 08/2022; 160 hrs/month during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deanna L. Tierney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2022 - Present

ASHTON THOMAS PRIVATE WEALTH

Office #1: 825 Great Northern Blvd. Suite 201, Helena, MT 59601

RIA

CRD#: 153902

Helena, MT

Current

December 11, 2024 - Present

ASHTON THOMAS SECURITIES, LLC

Office #1: 825 Great Northern Boulevard Suite 201, Helena, MT 59601

RIA

CRD#: 16629

Helena, MT

Past

September 2, 2022 - November 5, 2024

M. S. HOWELLS & CO.

CRD#: 104100

HELENA, MT

Past

January 3, 2011 - August 9, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HELENA, MT

Past

January 3, 2011 - August 9, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HELENA, MT

Past

March 21, 2005 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

HELENA, MT

Past

December 17, 2003 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

HELENA, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/11/2024)

IAR

Montana
(8/23/2022)

Montana
(12/16/2024)

New York
(12/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

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Contact information

Main Address

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 732-4745

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 WRAP FEE PROGRAM BROCHURE (5/5/2025)

ADV PART 2A FIRM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,733
AUM (Assets Under Management)	$ 4,051,333,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Deanna L. Tierney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deanna L. Tierney's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHTON THOMAS SECURITIES, LLC

M. S. HOWELLS & CO.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

ASHTON THOMAS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2005

SIE

Date: 10/1/2018

Series 7

Date: 12/16/2003

FINRA

Current Firm

ASHTON THOMAS PRIVATE WEALTH

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHTON THOMAS PRIVATE WEALTH

TRUST BUT VERIFY

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