Niki B. Dounis
Professional summary
Niki Barbara Dounis, who also goes by Niki B. Doufekias, Niki Doufekias Dounis, is a registered financial professional currently at MOMENTUS SECURITIES LLC located in New York, New York.
Niki is registered as a RR (Registered Representative) and started their career in finance in 2003. Niki has worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Niki Barbara Dounis's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
MOMENTUS SECURITIES LLC
Office #1: 1350 Broadway, Room/suite 2320, New York, NY 10018March 27, 2009 - April 14, 2014
MUFG SECURITIES AMERICAS INC.
January 31, 2005 - February 12, 2009
BARCLAYS CAPITAL INC.
October 8, 2003 - January 28, 2005
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(4/3/2025)
Exams
Series 7TO
Date: 5/1/2024
General Securities Representative ExaminationSeries 99TO
Date: 10/17/2023
Operations Professional ExaminationFINRA
Current Firm
MOMENTUS SECURITIES LLC
CRD#: 307780 / SEC#: 801-120601, 8-70499
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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