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Teron Lejuane Carter

Teron Lejuane Carter

EMPOWER ADVISORY GROUP
DUBLIN, OH
·CRD# 4686345·23 years experience

Professional Summary

Teron Lejuane Carter, who also goes by Teron Lejuane Carter Mr, Teron Lejuane Carter, Terry Lejuane Carter Mr, Terry Carter, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Dublin, Ohio and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado. Teron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Teron has worked at 7 firms and has passed...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Teron Lejuane Carter Mr, Teron Lejuane Carter, Terry Lejuane Carter Mr, Terry Carter

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

LinkedIn

linkedin.com/in/xxxxxx

Email

xxxxx@xxxx.xxx

Website

xxxxxxxxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

EMPOWER ADVISORY GROUP, LLC·CRD# 112058
RIA
Dublin, OH
November 12, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.·CRD# 13109
BD
8515 E Orchard Road, Greenwood Village, CO 80111
November 11, 2024 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Columbus, OH
September 15, 2020 - June 4, 2024
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Columbus, OH
September 15, 2020 - June 4, 2024
PNC WEALTH MANAGEMENT LLC·CRD# 129052
RIA
Gahanna, OH
June 28, 2016 - April 1, 2020
PNC WEALTH MANAGEMENT LLC·CRD# 129052
BD
Gahanna, OH
June 28, 2016 - April 1, 2020
FIFTH THIRD SECURITIES, INC.·CRD# 628
RIA
Columbus, OH
September 10, 2009 - May 9, 2016
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Columbus, OH
September 9, 2009 - May 9, 2016
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Dublin, OH
August 11, 2008 - August 31, 2009
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Dublin, OH
January 7, 2005 - August 31, 2009
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Dublin, OH
October 16, 2003 - September 30, 2004
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
October 6, 2003 - September 30, 2004

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Current Firm

EA
EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - SEC (11/22/2000 Approved)

Contact Information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Phone Number

(866) 575-4977

# of Employees

8,051

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (5/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

297,074

AUM (Assets Under Management)

$195,426,321,479

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
02/26/2026Cover PageReport
03/28/2025Cover PageReport
11/21/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TCC2, LLC / Partnership / I created TCC 2, LLC as a real estate holding corporation for my children. My intent is to eventually put investment property in it that I will inherit and my heirs will inherit. I have not put any property in it to date. However, my plan is to eventually do so but that plan has not been initiated yet / Partner

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - SEC (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/11/2024)
RR
Alaska
(11/11/2024)
RR
Arizona
(11/11/2024)
RR
Arkansas
(11/11/2024)
RR
California
(11/11/2024)
RR
Connecticut
(11/11/2024)
RR
Delaware
(11/11/2024)
RR
Georgia
(11/11/2024)
RR
Hawaii
(11/11/2024)
RR
Idaho
(11/11/2024)
RR
Illinois
(11/11/2024)
RR
Indiana
(11/11/2024)
RR
Iowa
(11/11/2024)
RR
Kansas
(11/11/2024)
RR
Kentucky
(11/11/2024)
RR
Maine
(11/11/2024)
RR
Massachusetts
(11/11/2024)
RR
Michigan
(11/11/2024)
RR
Minnesota
(11/11/2024)
RR
Mississippi
(11/11/2024)
RR
Missouri
(11/11/2024)
RR
Montana
(11/11/2024)
RR
Nebraska
(11/11/2024)
RR
Nevada
(11/11/2024)
RR
New Hampshire
(11/11/2024)
RR
New Jersey
(11/11/2024)
RR
New Mexico
(11/11/2024)
RR
New York
(11/11/2024)
RR
North Carolina
(11/11/2024)
RR
North Dakota
(11/11/2024)
IAR
Ohio
(11/12/2024)
RR
Ohio
(11/13/2024)
RR
Oklahoma
(11/11/2024)
RR
Oregon
(11/11/2024)
RR
Pennsylvania
(11/11/2024)
RR
Rhode Island
(11/11/2024)
RR
South Carolina
(11/11/2024)
RR
South Dakota
(11/11/2024)
RR
Tennessee
(11/11/2024)
RR
Texas
(11/11/2024)
RR
Utah
(11/11/2024)
RR
Vermont
(11/11/2024)
RR
Virginia
(11/11/2024)
RR
Washington
(11/11/2024)
RR
West Virginia
(11/11/2024)
RR
Wisconsin
(11/11/2024)
RR
Wyoming
(11/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Teron Lejuane Carter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Teron Lejuane Carter
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