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Charles Henry Koch

Charles H. Koch

APRIO WEALTH MANAGEMENT
OVERLAND PARK, KS 66210
Some features on this profile are disabled
CRD#: 4686110
Charles Henry Koch

Professional summary

Charles Henry Koch, CFP®, CPWA®, who also goes by Charles H Koch, is a registered financial advisor currently at APRIO WEALTH MANAGEMENT, LLC located in Overland Park, Kansas and QUANTUM FINANCIAL PARTNERS LLC located in Overland Park, Kansas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Charles has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charles H Koch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Henry Koch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

CPWA®

Certified Private Wealth Advisor

Start date: 2018-06-25

Expire date: 2024-05-31

Experience

Current

November 5, 2025 - Present

APRIO WEALTH MANAGEMENT, LLC

Office #1: 7101 College Blvd. Suite 740, Overland Park, KS 66210
RIA
CRD#: 127333
OVERLAND PARK, KS
Current

April 17, 2026 - Present

QUANTUM FINANCIAL PARTNERS LLC

Office #1: 8700 Indian Creek Parkway Suite 150, Overland Park, KS 66210
RIA
CRD#: 138112
OVERLAND PARK, KS
Past

January 14, 2013 - December 3, 2025

PRISM FINANCIAL GROUP, L.L.C.

RIA
CRD#: 112315
OVERLAND PARK, KS
Past

November 6, 2012 - November 15, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
OVERLAND PARK, KS
Past

September 17, 2009 - October 12, 2012

SMART401K, LLC

RIA
CRD#: 129208
OVERLAND PARK, KS
Past

October 20, 2005 - June 26, 2009

LINCOLN INVESTMENT

RIA
CRD#: 519
KANSAS CITY, MO
Past

October 20, 2005 - June 26, 2009

LINCOLN INVESTMENT

BD
CRD#: 519
KANSAS CITY, MO
Past

March 28, 2005 - November 3, 2005

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
FAIRFIELD, IA
Past

June 15, 2004 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA
CRD#: 39543
OVERLAND PARK, KS
Past

May 31, 2004 - November 2, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FAIRFIELD, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APRIO WEALTH MANAGEMENT, LLC
APRIO WEALTH MANAGEMENT, LLC | TEGRA FINANCIAL PARTNERS | HA&W WEALTH MANAGEMENT, LLC

CRD#: 127333 / SEC#: 801-63326

RIA
Registered Investment Advisory firm - (7/9/2004 Approved)
Georgia
Registered Investment Advisory firm - (7/16/2004 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(11/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/14/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/2004
General Securities Representative Examination

Current Firm

AW
APRIO WEALTH MANAGEMENT, LLC
APRIO WEALTH MANAGEMENT, LLC | TEGRA FINANCIAL PARTNERS | HA&W WEALTH MANAGEMENT, LLC

CRD#: 127333 / SEC#: 801-63326

RIA
Registered Investment Advisory firm - (7/9/2004 Approved)
Georgia
Registered Investment Advisory firm - (7/16/2004 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2002 Summit Boulevard Suite 120, Atlanta, GA 30319
Mailing Address
Phone number
(404) 892-9651
Established
Firm type
Fiscal year end
# of Employees
37

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APRIO WEALTH MANAGEMENT FORM ADV PART 2A (2/3/2026)

Regulatory assets under management

Total Number of Accounts2,269
AUM (Assets Under Management)$ 2,635,136,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APRIO WEALTH MANAGEMENT, LLC

CRD#: 127333Overland Park, KS 66210

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