ME
Mark D. Elliott
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CRD#: 4686092
ME
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark D Elliott was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2005. Mark had worked at 6 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I OWN REAL ESTATE, ALL 100% OWNED EITHER IN MY NAME OR THE NAME OF MY 100% OWNED LLC, MDE PROPERTIES LLC. THIS INCLUDES TWO BUILDING ENCOMPASSING 6 UNITS IN EAST BOSTON, MA. THE FIRST BUILDING HAS BEEN UNOCCUPIED FOR OVER 3 YEARS AND ISN'T ANTICIPATED TO BE OCCUPIED FOR AT LEAST A YEAR DUE TO FIRE AND RESOLVED ZONING CHALLENGES. THAT PROPERTY DOES HAVE ANOTHER NAME AS CO-OWNER BUT PER A COURT APPROVED AGREEMENT I AM RESPONSIBLE 100% IN EVERY MANNER FOR THAT UNOCCUPIED UNIT. THE SECOND BOSTON PROPERTY WAS UNOCCUPIED FOR OVER 2 YEARS AND NOW HAS ONE SOLE RECENT OCCUPANT, MYSELF (AND IT IS WHERE ELLIOTT ASSET MANAGEMENT IS CURRENTLY RUN AND MAINTAINS NECESSARY RECORDS AND SUCH). I DO NOT ANTICIPATE RENTING THE OTHER UNIT FOR AT LEAST A YEAR DUE TO WATER DAMAGE AND DELAYED REMODELING DUE TO A RESOLVED ZONING ISSUE. THE OTHER PROPERTIES ARE ALL LOCATED IN LAS VEGAS, NV AND ARE AS FOLLOWS: 2 SINGLE FAMILY HOME UNDER AGREEMENT TO SELL, 2 SINGLE FAMILY RESIDENCES WITHOUT LESSEES CURRENTLY FOR SALE, ONE CONDO THAT IS LISTED FOR SALE, AND ONE CONDO AND A TOWNHOME THAT I PLAN TO KEEP UNTIL I COMPLETE MOVING MY MOVE TO BOSTON. I INTEND TO THEN SELL THAT CONDO, AS WELL AND LIKELY MAINTAIN THE TOWNHOUSE AS A SECONDARY RESIDENCE. THERE HAS NEVER BEEN NOR WILL THERE EVER BE INVESTOR PARTICIPATION IN ANY MANNER WITH THESE PROPERTIES. OTHER OUTSIDE BUSINESS IS NOT CURRENTLY ANTICIPATED BUT IN THE INSTANCE NEW OUTSIDE BUSINESS BECOMES OF INTEREST TO MARK ELLIOTT OR RELATED TO MARK ELLIOTT THEN ALL SUCH ACTIVITIES WILL BE FULLY DISCLOSED TO ALL REGULATORY BODIES IN ADVANCE OF ACTING ON ANY SUCH PROPOSAL. THIS IS NOT LIMITED TO: APPROPRIATE AMENDMENT TO ALL FILINGS WILL MADE, AND 100% FULL, ACCURATE, CLEAR, AND ETHICAL DISCLOSURE IS MADE TO ALL CLIENTS OF MARK ELLIOTT OR ANY RELATED OR OWNED FIRM - INCLUDING, BUT NOT LIMITED TO ANY CONFLICTS OF INTEREST AND MARK ELLIOTT OR RELATED PARTY SHALL GET CONFIRMATION OF RECEIPT OF SUCH CHANGES OR MARK ELLIOTT PROVIDES NOTICE OF SUCH ACTIVITIES BY CERTIFIED MAIL TO ANY AND ALL APPROPRIATE MASSACHUSETTS AND ANY AND ALL OTHER STATE AND/OR FEDERAL REGULATORS IN NEED OF SUCH DISCLOSURE NOTICE. MDE PROPERTIES LLC INVESTMENT RELATED (PERSONAL REAL ESTATE HOLDINGS) TITLE: MANAGING MEMBER (SINGLE MEMBER LLC) ADDRESS: 745 Oakmont Ave #1010, LAS VEGAS, NV 89109 START DATE: JULY 2009 TIME DEVOTED: LESS THAN 8 HOURS PER MONTH, LESS THAN 1 HOUR PER MONTH DURING TRADING HOURS DUTIES: MAKING EXECUTIVE DECISIONS REGARDING THE ACQUISITION, SALE, AND MANAGEMENT OF PROPERTIES IN LAS VEGAS, NV. Currently in liquidation. ALSO MANAGING MEMBER OF MARK DANIEL ELLIOTT, LLC, a dormant company for almost 4 years that previously was registered as a REGISTERED INVESTMENT ADVISOR. WHEN IT WAS REGISTERED AS SUCH, IT WAS INVESTMENT-RELATED BUT CURRENTLY IS NOT CONDUCTING BUSINESS AT THIS TIME. The registered office address is 745 Oakmont Ave #1010, Las Vegas, NV 89109
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 28, 2016 - April 30, 2022
ELLIOTT ASSET MANAGEMENT
RIA
CRD#: 283356
BOSTON, MA
Past
July 1, 2015 - October 13, 2015
DANIEL WEALTH ADVISORS
RIA
CRD#: 150382
LAS VEGAS, NV
Past
December 9, 2011 - July 1, 2015
DYNAMIC
RIA
CRD#: 151367
PHOENIX, AZ
Past
September 7, 2011 - November 30, 2011
ADVANCED PRACTICE ADVISORS, LLC
RIA
CRD#: 154084
SAN DIEGO, CA
Past
April 1, 2010 - December 31, 2011
MARK DANIEL ELLIOTT, LLC
RIA
CRD#: 139796
LAS VEGAS, NV
Past
August 22, 2005 - November 18, 2005
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
EA
ELLIOTT ASSET MANAGEMENT
ELLIOTT ASSET MANAGEMENT | ELLIOTT, MARK DANIEL
CRD#: 283356 / SEC#:
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Contact information
Main Address
90 Canal St 4th Fl, Boston, MA 02114
Mailing Address
Phone number
(857) 488-8198
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 27,628,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
