Brian J. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian John Campbell was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2003. Brian had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - May 4, 2017
CAMPBELL FINANCIAL SERVICES, LLC
June 30, 2014 - November 17, 2014
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
August 8, 2013 - June 9, 2014
CERTUSSECURITIES, INC.
July 30, 2003 - May 24, 2012
WELLS INVESTMENT SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMPBELL FINANCIAL SERVICES, LLC
CRD#: 42953 / SEC#: , 8-50119
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
