Dennis V. Willis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Vernon Willis was a registered financial advisor .
Dennis is a previously registered financial advisor and started their career in finance in 1968. Dennis had worked at 6 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 31, 1997 - August 29, 2006
TITUS WEALTH MANAGEMENT
July 8, 1997 - August 1, 2006
ASSOCIATED SECURITIES CORP.
July 8, 1997 - August 1, 2006
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
October 12, 1984 - August 1, 2006
ASSOCIATED SECURITIES CORP.
April 15, 1974 - October 26, 1984
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
August 27, 1973 - April 8, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
December 17, 1968 - August 31, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/12/1968
Registered Representative ExaminationSeries 40
Date: 8/10/1972
Registered Principal ExaminationCurrent Firm
TITUS WEALTH MANAGEMENT
CRD#: 136970 / SEC#: 801-80628
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,463 |
| AUM (Assets Under Management) | $ 573,956,930 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
