Bryan D. Kabot

REGENCY WEALTH MANAGEMENT

Ramsey, NJ 07446

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CRD#: 4685964

Professional summary

Bryan David Kabot, CFP® is a registered financial advisor currently at REGENCY WEALTH MANAGEMENT located in Ramsey, New Jersey.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Bryan has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KB SECURITY CAMERAS IS A NON-INVESTMENT-RELATED BUSINESS THAT OPERATES FROM 319 Hawthorne Ave, Hawthorne, NJ 07506. THE BUSINESS PROVIDES VIDEO SURVEILLANCE AND DOOR ENTRY SYSTEMS TO SMALL BUSINESSES IN THE AREA. I HAVE OWNED AND OPERATED THIS BUSINESS SINCE JUNE 2011. I PLAN TO SPEND NOT MORE THAN 30 HOURS PER MONTH ON THIS BUSINESS, ALL OUTSIDE OF SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan David Kabot's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

December 11, 2013 - Present

REGENCY WEALTH MANAGEMENT

Office #1: 500 North Franklin Turnpike Suite 212, Ramsey, NJ 07446

RIA

CRD#: 131208

Ramsey, NJ

Past

October 23, 2013 - November 25, 2013

KABOT FINANCIAL LIMITED LIABILITY COMPANY

RIA

CRD#: 164248

WAYNE, NJ

Past

January 1, 2008 - April 1, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SHORT HILLS, NJ

Past

January 1, 2008 - April 1, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SHORT HILLS, NJ

Past

March 21, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

SHORT HILLS, NJ

Past

March 21, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

SHORT HILLS, NJ

Past

September 30, 2003 - February 15, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

IRVINE, CA

Past

September 8, 2003 - February 15, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGENCY WEALTH MANAGEMENT

HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT

CRD#: 131208 / SEC#: 801-72134

RIA

Registered Investment Advisory firm - (1/21/2011 Approved)

New Jersey

Registered Investment Advisory firm - (2/9/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 11/17/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/5/2003

General Securities Representative Examination

Current Firm

REGENCY WEALTH MANAGEMENT

HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT

CRD#: 131208 / SEC#: 801-72134

RIA

Registered Investment Advisory firm - (1/21/2011 Approved)

New Jersey

Registered Investment Advisory firm - (2/9/2011 Terminated)

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Contact information

Main Address

500 North Franklin Turnpike Suite 212, Ramsey, NJ 07446

Mailing Address

Phone number

(201) 447-5850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE REGENCY WEALTH MANAGEMENT 2025-03-26 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,069
AUM (Assets Under Management)	$ 538,263,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan D. Kabot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan David Kabot's CRS (Customer Relationship Summary).

Certified licenses

Experience

KABOT FINANCIAL LIMITED LIABILITY COMPANY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

REGENCY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2003

Series 31

Date: 11/17/2003

Series 7

Date: 9/5/2003

Current Firm

REGENCY WEALTH MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REGENCY WEALTH MANAGEMENT

TRUST BUT VERIFY

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