Charles R. Fridinger
Professional summary
Charles Reid Fridinger, AIF®, CFP®, who also goes by Chuck Fridinger, is a registered financial advisor currently at ALTA ADVISORS LLC located in Greensboro, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Charles has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Reid Fridinger's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
June 13, 2013 - Present
ALTA ADVISORS LLC
December 2, 2010 - October 8, 2012
FIRST CITIZENS INVESTOR SERVICES, INC.
May 24, 2010 - October 8, 2012
FIRST CITIZENS INVESTOR SERVICES, INC.
April 6, 2005 - November 17, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 9, 2005 - November 17, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 18, 2005 - April 12, 2005
INTERCAROLINA FINANCIAL SERVICES, INC.
July 21, 2003 - October 1, 2004
INTERCAROLINA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/13/2013)
Exams
Current Firm
ALTA ADVISORS LLC
CRD#: 167839 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 22,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
