Charles R. Fridinger

ALTA ADVISORS LLC

Greensboro, NC

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CRD#: 4685361

Professional summary

Charles Reid Fridinger, AIF®, CFP®, who also goes by Chuck Fridinger, is a registered financial advisor currently at ALTA ADVISORS LLC located in Greensboro, North Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Charles has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Fridinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GUILFORD COLLEGE, 5800 WEST FRIENDLY AVE, GREENSBORO, NC 27410. TEACHING THE RETIREMENT PLANNING MODULE OF THE CFP PROGRAM ONE NIGHT A WEEK FROM 6-10 PM. COMPENSATED VIA 1099. ZERO HOURS DURING TRADING HOURS. 7TH HEAVEN PROPERTIES, LLC; OWNER; STARTED 5/2004; 4 HRS/MO. 7TH HEAVEN DISSOLVED 2009. DBA NAME; ALTA FINANCIAL, LLC. THIS LLC CURRENTLY ACTIVE BUT BOOK OF BUSINESS SOLD WITH BUY OUT OCCURRING OVER 24 MONTH PERIOD. LLC TO BE DISSOLVED ONCE BUYOUT COMPLETE. ELITE FANTASY SPORTS LLC DOING BUSINESS AS KERPLOOKEE.COM. A FANTASY GOLF WEBSITE STARTED 8/2009. ROLE: MANAGING MEMBER; DUTIES: OVERSEE WEBSITE; 8 HOURS/MONTH; 0 HOURS/MONTH DURING TRADING HOURS; 6101 BROOK SHADOW CT. GREENSBORO, NC 27410.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Reid Fridinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

June 13, 2013 - Present

ALTA ADVISORS LLC

RIA

CRD#: 167839

Greensboro, NC

Past

December 2, 2010 - October 8, 2012

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

GREENSBORO, NC

Past

May 24, 2010 - October 8, 2012

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

GREENSBORO, NC

Past

April 6, 2005 - November 17, 2009

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

GREENSBORO, NC

Past

March 9, 2005 - November 17, 2009

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

GREENSBORO, NC

Past

January 18, 2005 - April 12, 2005

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GREENSBORO, NC

Past

July 21, 2003 - October 1, 2004

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GREENSBORO, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/31/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/28/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/18/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALTA ADVISORS LLC

CRD#: 167839 / SEC#:

North Carolina

Registered Investment Advisory firm - (6/13/2013 Approved)

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Contact information

Main Address

Greensboro, NC

Mailing Address

Phone number

(336) 202-1327

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 25,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles R. Fridinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Reid Fridinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTA ADVISORS LLC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

INTERCAROLINA FINANCIAL SERVICES, INC.

INTERCAROLINA FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/31/2003

Series 7

Date: 6/28/2006

Series 6

Date: 7/18/2003

Current Firm

ALTA ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALTA ADVISORS LLC

TRUST BUT VERIFY

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