Robert D. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dixon Williamson, who also goes by Robert Diton Williamson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 3 firms and has passed the Series 63, Series 7, Series 41, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2003 - August 6, 2004
GUNNALLEN FINANCIAL, INC
February 24, 1978 - October 5, 1992
RUSSO SECURITIES INC.
March 20, 1973 - June 12, 1977
DEUTSCHE BANK CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 6/27/1980
NYSE Allied Member ExaminationSeries 1
Date: 8/5/1976
Registered Representative ExaminationSeries 40
Date: 8/10/1976
Registered Principal ExaminationCurrent Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
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