Autumn C. Soltysiak

HEMMING& WEALTH MANAGEMENT

TRAVERSE CITY, MI 49686

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CRD#: 4684987

Professional summary

Autumn C Soltysiak, CFP®, who also goes by Autumn Chalker, is a registered financial advisor currently at HEMMING& WEALTH MANAGEMENT, INC. located in Traverse City, Michigan.

Autumn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Autumn has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Autumn Chalker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Sales; same address; 600 E. Front Street, Suite 201, Traverse City MI 49686; Approximately 10% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Autumn C Soltysiak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

May 1, 2019 - Present

HEMMING& WEALTH MANAGEMENT, INC.

Office #1: 600 E. Front Street Suite 201, Traverse City, MI 49686

RIA

CRD#: 300918

TRAVERSE CITY, MI

Past

January 7, 2015 - May 6, 2019

OSAIC SERVICES, INC.

RIA

CRD#: 133763

TRAVERSE CITY, MI

Past

January 5, 2015 - May 6, 2019

OSAIC SERVICES, INC.

CRD#: 133763

TRAVERSE CITY, MI

Past

March 21, 2013 - January 5, 2015

OSAIC FA, INC.

RIA

CRD#: 3978

TRAVERSE CITY, MI

Past

March 13, 2013 - January 5, 2015

OSAIC FA, INC.

CRD#: 3978

TRAVERSE CITY, MI

Past

September 24, 2010 - January 2, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TRAVERSE CITY, MI

Past

January 1, 2008 - January 2, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TRAVERSE CITY, MI

Past

September 12, 2003 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

TRAVERSE CITY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEMMING& WEALTH MANAGEMENT, INC.

HEMMING & WEALTH MANAGEMENT | HEMMING& WEALTH MANAGEMENT, INC.

CRD#: 300918 / SEC#: 801-114962

RIA

Registered Investment Advisory firm - (4/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2003

General Securities Representative Examination

Current Firm

HEMMING& WEALTH MANAGEMENT, INC.

HEMMING & WEALTH MANAGEMENT | HEMMING& WEALTH MANAGEMENT, INC.

CRD#: 300918 / SEC#: 801-114962

RIA

Registered Investment Advisory firm - (4/10/2019 Approved)

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Contact information

Main Address

600 E. Front Street Suite 201, Traverse City, MI 49686

Mailing Address

Phone number

(231) 922-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HEMMING DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (7/16/2025)

Regulatory assets under management

Total Number of Accounts	1,525
AUM (Assets Under Management)	$ 253,122,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Autumn C. Soltysiak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Autumn C Soltysiak's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC FA, INC.

OSAIC FA, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

HEMMING& WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2003

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2003

Current Firm

HEMMING& WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEMMING& WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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