TW
Todd B. White
WELLTH ADVISORY SERVICES
Portola Valley, CA
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CRD#: 4684967
TW
Professional summary
Todd Brooks White, CFP® is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Portola Valley, California and LPL FINANCIAL LLC located in Portola Valley, California.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Todd has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 4/1/2019 - DBA for LPL Business (entity for LPL business) - SRP - Shorewood, IL 2) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - ASCENT WEALTH MANAGEMENT GROUP INC - Redwood City, CA 3) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - SRP Holdings Group LLC - Shorewood, IL 4) 4/1/2019 - DBA for LPL Business (entity for LPL business) - Strategic Retirement Partners - Shorewood, IL 5) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - Given to Fly LLC - Shorewood, IL. 6) 4/4/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2015 - 140 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. Is tarted this business activity in 10/2015. I expect to spend approximately140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, itsowners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent ofLPL Financial. TERMED 6/2024 7) 4/12/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR. TERMED 6/2024 8) 4/12/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015. TERMED 6/2024
CRS (Client Relationship Summary) - RIA
Click below to view Todd Brooks White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
RIA
CRD#: 330537
Portola Valley, CA
Current
April 1, 2019 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
PORTOLA VALLEY, CA
Past
April 1, 2019 - July 9, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Redwood City, CA
Past
April 22, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
REDWOOD CITY, CA
Past
December 15, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Redwood City, CA
Past
August 13, 2014 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Redwood City, CA
Past
April 11, 2013 - July 18, 2016
WEALTHSPIRE RETIREMENT ADVISORY
RIA
CRD#: 121254
REDWOOD CITY, CA
Past
July 2, 2010 - August 14, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
REDWOOD CITY, CA
Past
July 2, 2010 - August 14, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
REDWOOD CITY, CA
Past
December 16, 2003 - July 13, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
REDWOOD CITY, CA
Past
July 30, 2003 - July 13, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
REDWOOD CITY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/1/2019)
IAR
California(6/28/2024)
RR
Illinois(3/11/2020)
RR
Nevada(4/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
