DO
David B. Olberding
WEIS ADVISORY
Clive, IA 50325
Some features on this profile are disabled
CRD#: 4684797
DO
Professional summary
David Bradley Olberding is a registered financial advisor currently at WEIS ADVISORY located in Clive, Iowa and LPL FINANCIAL LLC located in Clive, Iowa.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. David has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/30/2015 - SALE OF NON-VARIABLE INSURANCE/ FIXED INSURANCE SALES/ 5%/ CLIVE, IA
(2) 04/30/2015 - WESISSENBURGER INVESTMENTS AND FINANCIAL PLANNING INCORPORATED - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 5/1/2015 - TIME SPENT 20%
(3) 05/04/2015 - WEIS ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - WEIS ADVISORS - START 5/1/2015 - 10 HRS/MO DURING SECS TRDG HRS
CRS (Client Relationship Summary) - RIA
Click below to view David Bradley Olberding's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2015 - Present
WEIS ADVISORY
Office #1: 16400 Sheridan Avenue, Clive, IA 50325RIA
CRD#: 217517
Clive, IA
Current
April 30, 2015 - Present
LPL FINANCIAL LLC
Office #1: 16400 Sheridan Avenue, Clive, IA 50325RIA
BD
CRD#: 6413
Clive, IA
Past
August 8, 2011 - May 1, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CLIVE, IA
Past
July 16, 2009 - May 1, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CLIVE, IA
Past
January 22, 2004 - July 16, 2009
SII INVESTMENTS, INC.
BD
CRD#: 2225
CLIVE, IA
Past
August 13, 2003 - January 23, 2004
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEIS ADVISORY
WEIS ADVISORY | WEIS ADVISORY, LLC
CRD#: 217517 / SEC#: 801-123482
RIA
Registered Investment Advisory firm - (3/18/2022 Approved)Iowa
Registered Investment Advisory firm - (5/18/2022 Terminated)Texas
Registered Investment Advisory firm - (5/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/30/2015)
RR
California(4/30/2015)
RR
Colorado(4/30/2015)
RR
Florida(7/9/2019)
RR
Georgia(4/30/2015)
RR
Idaho(1/21/2021)
RR
Illinois(1/30/2020)
RR
Indiana(11/3/2020)
RR
Iowa(4/30/2015)
IAR
Iowa(5/1/2015)
RR
Kansas(4/30/2015)
RR
Michigan(4/5/2021)
RR
Minnesota(4/30/2015)
RR
Missouri(1/11/2016)
RR
Montana(3/28/2023)
RR
Nebraska(4/30/2015)
RR
Nevada(9/13/2021)
RR
North Carolina(10/11/2016)
RR
Pennsylvania(4/30/2015)
RR
South Carolina(4/30/2015)
RR
Texas(4/30/2015)
RR
Utah(6/24/2016)
RR
Virginia(1/2/2019)
RR
Wisconsin(4/12/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEIS ADVISORY
WEIS ADVISORY | WEIS ADVISORY, LLC
CRD#: 217517 / SEC#: 801-123482
RIA
Registered Investment Advisory firm - (3/18/2022 Approved)Iowa
Registered Investment Advisory firm - (5/18/2022 Terminated)Texas
Registered Investment Advisory firm - (5/17/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16400 Sheridan Avenue, Clive, IA 50325
Mailing Address
16400 Sheridan Avenue, Clive, IA 50325
Phone number
(888) 978-2082
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 684 |
| AUM (Assets Under Management) | $ 187,907,311 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEIS ADVISORY
CRD#: 217517Clive, IA 50325TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
