David Bradley Olberding
Professional Summary
David Bradley Olberding is a registered financial advisor currently at WEIS ADVISORY located in Clive, Iowa and LPL FINANCIAL LLC located in Clive, Iowa. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. David has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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PRINCIPAL SECURITIES, INC.
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
WEIS ADVISORY | WEIS ADVISORY, LLC
Contact Information
Main Address
16400 Sheridan Avenue, Clive, IA 50325Mailing Address
16400 Sheridan Avenue, Clive, IA 50325Phone Number
(888) 978-2082# of Employees
9SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
781AUM (Assets Under Management)
$225,636,308Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WEIS ADVISORY | WEIS ADVISORY, LLC
State Registrations and Notice Filings
(4/30/2015)
(4/30/2015)
(4/30/2015)
(7/9/2019)
(4/30/2015)
(1/21/2021)
(1/30/2020)
(11/3/2020)
(4/30/2015)
(5/1/2015)
(4/30/2015)
(4/5/2021)
(4/30/2015)
(1/11/2016)
(3/28/2023)
(4/30/2015)
(9/13/2021)
(10/11/2016)
(4/30/2015)
(4/30/2015)
(4/30/2015)
(6/24/2016)
(1/2/2019)
(4/12/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David Bradley Olberding's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
