John S. Witek

SLADEK & WITEK, LLP

Trumbull, CT 06611

Some features on this profile are disabled

CRD#: 4684571

Professional summary

John Steven Witek is a registered financial advisor currently at SLADEK & WITEK, LLP located in Trumbull, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPA FIRM AS A PARTNER UNDER THE SAME NAME, AT THE SAME ADDRESS DURING THE SAME TIME FRAME ON A FULL TIME BASIS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Steven Witek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2002 - Present

SLADEK & WITEK, LLP

Office #1: 115 Technology Drive Suite B-207, Trumbull, CT 06611

RIA

CRD#: 127247

Trumbull, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/2/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2001

Uniform Investment Adviser Law Examination

Current Firm

SLADEK & WITEK, LLP

CRD#: 127247 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/30/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

115 Technology Drive Suite B-207, Trumbull, CT 06611

Mailing Address

Phone number

(203) 268-5988

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 78,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

Donald Henry

CITIGROUP GLOBAL MARKETS INC.

IAR

Norwalk, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John S. Witek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Steven Witek's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLADEK & WITEK, LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2001

Current Firm

SLADEK & WITEK, LLP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SLADEK & WITEK, LLP

TRUST BUT VERIFY

Similar Advisors