Victor H. Garza
Professional summary
Victor Hugo Garza, CFP®, who also goes by VIctor H. Garza, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Richardson, Texas and GARZA FINANCIAL PLANNING located in Dallas, Texas.
Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Victor has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Victor Hugo Garza's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
February 16, 2021 - Present
ERNST & YOUNG INVESTMENT ADVISERS LLP
Office #1: 2111 Custer Parkway, Richardson, TX 75080June 15, 2022 - Present
GARZA FINANCIAL PLANNING
Office #1: 8080 N Central Expressway #1700, Dallas, TX 75206May 6, 2014 - June 15, 2022
AMICUS FINANCIAL ADVISORS, LLC
October 11, 2011 - May 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
September 13, 2011 - May 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/16/2021)
Exams
Current Firm
GARZA FINANCIAL PLANNING
CRD#: 321126 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 12,500,000 |
Red Flags
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Company Information
GARZA FINANCIAL PLANNING
CRD#: 321126Richardson, TX 75080TRUST BUT VERIFY
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