Andrea D. Mackey

KNIGHTS OF COLUMBUS ASSET ADVISORS

Boston, MA 02109

CRD#: 4684544

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Professional summary

Andrea Dawn Mackey, who also goes by Andrea Dawn Giacalone, Andrea Dawn Mackey Mrs., Andrea Dawn Mackey Ms., is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Boston, Massachusetts and VIGILANT DISTRIBUTORS, LLC located in New Haven, Connecticut.

Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Andrea has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea Dawn Giacalone | Andrea Dawn Mackey Mrs. | Andrea Dawn Mackey Ms.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Dawn Mackey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2019 - Present

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Office #1: One Liberty Square Suite 610, Boston, MA 02109

RIA

CRD#: 174129

Boston, MA

Current

January 7, 2021 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: 1 Columbus Plaza, New Haven, CT 06510

CRD#: 285573

New Haven, CT

Past

September 9, 2020 - December 31, 2020

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Boston, MA

Past

April 22, 2019 - October 30, 2019

BOSTON ADVISORS, LLC

RIA

CRD#: 140059

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/28/2021)

Alaska
(1/28/2021)

Arizona
(1/28/2021)

Arkansas
(1/28/2021)

California
(1/28/2021)

Colorado
(1/28/2021)

Connecticut
(1/28/2021)

Delaware
(1/28/2021)

District of Columbia
(1/28/2021)

Florida
(1/28/2021)

Georgia
(1/28/2021)

Hawaii
(1/28/2021)

Idaho
(1/28/2021)

Illinois
(1/28/2021)

Indiana
(1/28/2021)

Iowa
(1/28/2021)

Kansas
(1/28/2021)

Kentucky
(1/28/2021)

Louisiana
(1/28/2021)

Maine
(1/28/2021)

Maryland
(1/28/2021)

IAR

Massachusetts
(11/5/2019)

Massachusetts
(1/7/2021)

Michigan
(1/28/2021)

Minnesota
(1/28/2021)

Mississippi
(1/28/2021)

Missouri
(1/28/2021)

Montana
(1/28/2021)

Nebraska
(1/28/2021)

Nevada
(1/28/2021)

New Hampshire
(1/28/2021)

New Jersey
(1/28/2021)

New Mexico
(1/28/2021)

New York
(1/28/2021)

North Carolina
(1/28/2021)

North Dakota
(1/28/2021)

Ohio
(1/29/2021)

Oklahoma
(1/28/2021)

Oregon
(1/28/2021)

Pennsylvania
(1/28/2021)

Puerto Rico
(1/28/2021)

Rhode Island
(1/28/2021)

South Carolina
(1/28/2021)

South Dakota
(1/28/2021)

Texas
(1/28/2021)

Utah
(1/28/2021)

Vermont
(1/28/2021)

Virgin Islands
(1/28/2021)

Virginia
(1/28/2021)

Washington
(1/28/2021)

West Virginia
(1/28/2021)

Wisconsin
(1/28/2021)

Wyoming
(1/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/3/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/16/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/9/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/19/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 6/13/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

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Contact information

Main Address

One Columbus Plaza, New Haven, CT 06510

Mailing Address

Phone number

(203) 752-4502

Established

Firm type

Fiscal year end

# of Employees

226

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC ADV PART 2A BROCHURE 2.2.2026 (2/2/2026)

Regulatory assets under management

Total Number of Accounts	5,592
AUM (Assets Under Management)	$ 28,035,873,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrea D. Mackey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Dawn Mackey's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIGILANT DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

BOSTON ADVISORS, LLC

Primary Firm SEC Registration

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/3/2020

Series 65

Date: 4/16/2019

Series 7TO

Date: 9/9/2020

SIE

Date: 6/19/2020

Series 24

Date: 6/13/2024

FINRA

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

TRUST BUT VERIFY

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