AM
Andrea D. Mackey
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
Boston, MA 02109
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CRD#: 4684544
AM
Professional summary
Andrea Dawn Mackey, who also goes by Andrea Dawn Giacalone, Andrea Dawn Mackey Mrs., Andrea Dawn Mackey Ms., is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Boston, Massachusetts and VIGILANT DISTRIBUTORS, LLC located in New Haven, Connecticut.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Andrea has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea Dawn Giacalone | Andrea Dawn Mackey Mrs. | Andrea Dawn Mackey Ms.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KNIGHTS OF COLUMBUS, MA, INVESTMENT RELATED-INVESTMENT MANAGEMENT, START DATE 8/22/2003, INSTITUTIONAL CLIENT SERVICE MANAGER, PRIMARY LIASION FOR THE FIRM'S INSTITUTIONAL RELATIONSHIPS, INCLUDING INSTITUTIONAL INVESTORS, INVESTMENT CONSULTANTS AND SUB-ADVISORY CLIENTS. WORK CLOSELY WITH THE INSTITUTIONAL TEAM TO ENSURE ALL CLIENT COMMUNICATIONS ARE TIMELY AND ACCURATE AND SERVICE NEEDS ARE MET, AS WELL AS FACILITATING THE ON-BOARDING PROCESS OF LARGE, INSTITUTIONAL INVESTORS. ADDITIONALLY, WORKS WITH SALES, IN GROWING THE FIRM'S PIPELINE. 160 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS. 2) READING MIDGET ROCKETS, INC., READING, MA, NON INVESTMENT RELATED-YOUTH SPORTS PROGRAM AND CHEER, START DATE 2/1/2018, PRESIDENT, THE FUNCTION OF THE PRESIDENT IS TO PRESIDE AT ALL MEETINGS OF THE MEMBERSHIP OF THE BOARD, OF WHICH HE/SHE IS THE CHAIRMAN; TO SIGN ALL AGREEMENTS, CONTRACTS, DEEDS AND OTHER DOCUMENTS FOR THE ASSOCIATION PURSUANT TO THE APPROPRIATE RESOLUTIONS BY THE MEMBERSHIP OF THE BOARD; AND TO APPOINT ALL COMMITTEES. THE PRESIDENT SHALL BE A PRIMARY SIGNATORY ON THE CASH ACCOUNTS OF THE ASSOCIATION. THE PRESIDENT SHALL BE THE EX-OFFICIO MEMBER OF ALL COMMITTEES WITHOUT THE RIGHT TO VOTE EXCEPT AS HE/SHE SEES FIT TO MAKE OR BREAK A TIE VOTE. THE PRESIDENT SHALL ASSIGN PRIMARY DUTIES OF THE BOARD OF DIRECTORS. AT THE TIME OF THE VICE PRESIDENTS' ELECTION OF THE PRESIDENT SHALL DESIGNATE WHO WILL BE THE 1ST AND 2ND VICE PRESIDENT. 20 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS. 3) Andrea Mackey is registered with Knights of Columbus Asset Advisors, a SEC Registered Investment Advisor and Vigilant Distributors, LLC, an unaffiliated Broker Dealer
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Dawn Mackey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2019 - Present
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
Office #1: One Liberty Square Suite 610, Boston, MA 02109RIA
CRD#: 174129
Boston, MA
Current
January 7, 2021 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: 1 Columbus Plaza, New Haven, CT 06510BD
CRD#: 285573
New Haven, CT
Past
September 9, 2020 - December 31, 2020
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Boston, MA
Past
April 22, 2019 - October 30, 2019
BOSTON ADVISORS, LLC
RIA
CRD#: 140059
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KO
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
RIA
Registered Investment Advisory firm - (1/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/28/2021)
RR
Alaska(1/28/2021)
RR
Arizona(1/28/2021)
RR
Arkansas(1/28/2021)
RR
California(1/28/2021)
RR
Colorado(1/28/2021)
RR
Connecticut(1/28/2021)
RR
Delaware(1/28/2021)
RR
District of Columbia(1/28/2021)
RR
Florida(1/28/2021)
RR
Georgia(1/28/2021)
RR
Hawaii(1/28/2021)
RR
Idaho(1/28/2021)
RR
Illinois(1/28/2021)
RR
Indiana(1/28/2021)
RR
Iowa(1/28/2021)
RR
Kansas(1/28/2021)
RR
Kentucky(1/28/2021)
RR
Louisiana(1/28/2021)
RR
Maine(1/28/2021)
RR
Maryland(1/28/2021)
IAR
Massachusetts(11/5/2019)
RR
Massachusetts(1/7/2021)
RR
Michigan(1/28/2021)
RR
Minnesota(1/28/2021)
RR
Mississippi(1/28/2021)
RR
Missouri(1/28/2021)
RR
Montana(1/28/2021)
RR
Nebraska(1/28/2021)
RR
Nevada(1/28/2021)
RR
New Hampshire(1/28/2021)
RR
New Jersey(1/28/2021)
RR
New Mexico(1/28/2021)
RR
New York(1/28/2021)
RR
North Carolina(1/28/2021)
RR
North Dakota(1/28/2021)
RR
Ohio(1/29/2021)
RR
Oklahoma(1/28/2021)
RR
Oregon(1/28/2021)
RR
Pennsylvania(1/28/2021)
RR
Puerto Rico(1/28/2021)
RR
Rhode Island(1/28/2021)
RR
South Carolina(1/28/2021)
RR
South Dakota(1/28/2021)
RR
Texas(1/28/2021)
RR
Utah(1/28/2021)
RR
Vermont(1/28/2021)
RR
Virgin Islands(1/28/2021)
RR
Virginia(1/28/2021)
RR
Washington(1/28/2021)
RR
West Virginia(1/28/2021)
RR
Wisconsin(1/28/2021)
RR
Wyoming(1/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KO
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
RIA
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Contact information
Main Address
One Columbus Plaza, New Haven, CT 06510
Mailing Address
Phone number
(203) 752-4502
Established
Firm type
Fiscal year end
# of Employees
226
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,592 |
| AUM (Assets Under Management) | $ 28,035,873,347 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129Boston, MA 02109TRUST BUT VERIFY
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