TK
Timothy S. Kerrigan
CONTINUUM ADVISORY
Phoenix, AZ 85020
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CRD#: 4684533
TK
Professional summary
Timothy Shea Kerrigan is a registered financial advisor currently at CONTINUUM ADVISORY, LLC located in Phoenix, Arizona and OSAIC WEALTH, INC. located in Tucson, Arizona.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Timothy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Continuum Advisory; investment related; 873 E. State Street, Eagle ID 83616; independent RIA; partner, CFO; 4/1/2016; 20 hrs/month; 4 hrs during trading; oversight of quarterly advisor fees, and recruiting new advisors 2) DBA Clark Street Financial; investment related; 7250 N 16th Street, Suite 205, Phoenix, AZ; financial planning, investment management; investment advisor; 9/1/2004; 60 hrs/month; 6.5 hrs during trading; traditional financial planning and investment management 3) Insurance Sales; Appointment w/multiple carriers; not investment related; 7250 N. 16th Street, Suite 205, Phoenix, AZ 85020; insurance agent; 9/2004 ;15 hrs/month;1 hr during trading; sale of fixed life insurance and annuities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Shea Kerrigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2016 - Present
CONTINUUM ADVISORY, LLC
Office #1: 7250 North 16th Street, Suite 205, Phoenix, AZ 85020RIA
CRD#: 283155
Phoenix, AZ
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 4380 N Campbell Avenue Suite 205, Tucson, AZ 85718Office #2: 7250 N. 16th Street Suite 205, Phoenix, AZ 85020Office #3: 612 N Beaver Street, Flagstaff, AZ 86001RIA
BD
CRD#: 23131
Tucson, AZ
Past
May 24, 2019 - December 22, 2023
LEGACY PRESERVATION
RIA
CRD#: 298709
PHOENIX, AZ
Past
October 23, 2018 - December 31, 2018
LEGACY PRESERVATION
RIA
CRD#: 298709
PHOENIX, AZ
Past
November 14, 2017 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Phoenix, AZ
Past
May 13, 2016 - November 17, 2017
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SCOTTSDALE, AZ
Past
May 13, 2016 - November 17, 2017
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
SCOTTSDALE, AZ
Past
October 11, 2011 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SCOTTSDALE, AZ
Past
October 5, 2004 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SCOTTSDALE, AZ
Past
August 7, 2003 - October 1, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(4/19/2016)
RR
Arizona(8/23/2024)
RR
Colorado(8/23/2024)
RR
Florida(6/3/2025)
RR
Idaho(8/23/2024)
RR
New Mexico(8/23/2024)
RR
New York(8/23/2024)
RR
Oregon(8/23/2024)
RR
Tennessee(8/23/2024)
IAR
Texas(4/4/2016)
RR
Texas(8/23/2024)
RR
Utah(8/23/2024)
RR
Washington(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
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Contact information
Main Address
873 E. State Street, Eagle, ID 83616
Mailing Address
Phone number
(208) 417-1933
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,852 |
| AUM (Assets Under Management) | $ 1,417,081,752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
