David G. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Gardner Williamson was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1971. David had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2012 - October 19, 2015
WORCESTER ADVISORS
February 28, 1992 - September 13, 2005
WOODBURY FINANCIAL SERVICES, INC.
April 6, 1990 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
April 26, 1988 - December 31, 1989
VOYA FINANCIAL ADVISORS, INC.
March 30, 1988 - May 13, 1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
January 23, 1985 - December 10, 1987
KFS BD, INC.
December 16, 1971 - December 22, 1987
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/14/1971
Registered Representative ExaminationCurrent Firm
WORCESTER ADVISORS
CRD#: 106653 / SEC#: 801-47521
Contact information
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 111,094,398 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 10/23/2023 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
