Jason R. Carter

WILSON-DAVIS & CO.

Salt Lake City, UT 84101-2104

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CRD#: 4684332

Professional summary

Jason Robert Carter is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Robert Carter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2015 - Present

WILSON-DAVIS & CO., INC.

Office #1: 236 South Main Street, Salt Lake City, UT 84101-2104

CRD#: 3777

Salt Lake City, UT

Past

April 17, 2013 - December 8, 2014

CAMBRIA CAPITAL, LLC

CRD#: 133760

SALT LAKE CITY, UT

Past

April 5, 2013 - December 8, 2014

CAMBRIA CAPITAL, LLC

RIA

CRD#: 133760

SALT LAKE CITY, UT

Past

May 6, 2009 - October 19, 2011

CAMBRIA CAPITAL, LLC

RIA

CRD#: 133760

SALT LAKE CITY, UT

Past

March 27, 2006 - June 23, 2011

CAMBRIA CAPITAL, LLC

CRD#: 133760

SALT LAKE CITY, UT

Past

July 24, 2003 - March 24, 2006

ALPINE SECURITIES CORPORATION

CRD#: 14952

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/29/2017)

Arkansas
(8/1/2023)

California
(2/18/2015)

Colorado
(3/24/2015)

Florida
(6/1/2015)

Georgia
(9/26/2016)

Illinois
(6/1/2015)

Maryland
(3/2/2021)

Nevada
(2/18/2015)

New Hampshire
(3/25/2024)

New Jersey
(2/5/2016)

New York
(4/10/2019)

North Carolina
(5/11/2018)

Ohio
(1/4/2021)

Oregon
(6/2/2017)

Pennsylvania
(1/4/2021)

South Carolina
(2/23/2017)

Texas
(10/31/2016)

Utah
(2/18/2015)

Virginia
(5/7/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/29/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/30/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/22/2003

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

CRD#: 3777 / SEC#: , 8-14299

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

236 South Main Street, Salt Lake City, UT 84101-2104

Mailing Address

P.o. Box 11587, Salt Lake City, UT 84147-0587

Phone number

(801) 532-1313

Established

Utah since 11/12/1968

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ATLASCLEAR HOLDINGS, INC.	OWNER
EGGERTZ, LINCOLN TYLER	CHIEF COMPLIANCE OFFICER \| CHIEF AML COMPLIANCE OFFICER	7336125
LOSSER, JANA MARIE	PRINCIPAL OPERATIONS OFFICER	4562682
SIME, JEFFREY NORMAN	PRINCIPAL FINANCIAL OFFICER	1554798
SIME, JEFFREY NORMAN	CEO	1554798

Disclosures

Regulatory Event	57
Arbitration	1

Red Flags

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Firm Stability Insights

Jason R. Carter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Robert Carter's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIA CAPITAL, LLC

CAMBRIA CAPITAL, LLC

CAMBRIA CAPITAL, LLC

CAMBRIA CAPITAL, LLC

ALPINE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2009

Series 63

Date: 7/29/2003

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/30/2004

Series 7

Date: 7/22/2003

FINRA

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILSON-DAVIS & CO., INC.

TRUST BUT VERIFY

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