Leo F. Martinez

EPSILON FINANCIAL GROUP

Fairfield, CA 94534

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CRD#: 4684268

Professional summary

Leo Frank Martinez, AIF® is a registered financial advisor currently at EPSILON FINANCIAL GROUP, INC. located in Fairfield, California.

Leo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Leo has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo Frank Martinez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 17, 2007 - Present

EPSILON FINANCIAL GROUP, INC.

Office #1: 2801 Waterman Blvd., Suite 250, Fairfield, CA 94534

RIA

CRD#: 111990

Fairfield, CA

Past

October 12, 2005 - October 2, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NAPA, CA

Past

October 12, 2005 - October 2, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NAPA, CA

Past

June 22, 2005 - August 27, 2005

WADDELL & REED

RIA

CRD#: 866

FAIRFIELD, CA

Past

April 7, 2004 - August 27, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPSILON FINANCIAL GROUP, INC.

EPSILON FINANCIAL GROUP, INC. | SIEVERS FINANCIAL CONSULTANTS | SIEVERS FINANCIAL ADVISORS | MARK SCOTT SIEVERS

CRD#: 111990 / SEC#: 801-62454

RIA

Registered Investment Advisory firm - (10/24/2003 Approved)

California

Registered Investment Advisory firm - (12/3/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/17/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/2004

General Securities Representative Examination

Current Firm

EPSILON FINANCIAL GROUP, INC.

EPSILON FINANCIAL GROUP, INC. | SIEVERS FINANCIAL CONSULTANTS | SIEVERS FINANCIAL ADVISORS | MARK SCOTT SIEVERS

CRD#: 111990 / SEC#: 801-62454

RIA

Registered Investment Advisory firm - (10/24/2003 Approved)

California

Registered Investment Advisory firm - (12/3/2003 Terminated)

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Contact information

Main Address

2801 Waterman Blvd., Suite 250, Fairfield, CA 94534

Mailing Address

Phone number

(707) 428-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A AND 2B (3/20/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 554,131,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leo F. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo Frank Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPSILON FINANCIAL GROUP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

EPSILON FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2005

Series 7

Date: 4/6/2004

Current Firm

EPSILON FINANCIAL GROUP, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPSILON FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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