John M. Cloutier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John M. Cloutier was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2010 - December 31, 2016
FOCUSED FUNDAMENTAL STRATEGIES, LLC
May 25, 2007 - July 27, 2010
NEXT FINANCIAL GROUP, INC.
May 14, 2007 - July 27, 2010
NEXT FINANCIAL GROUP, INC.
August 19, 2005 - May 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 2005 - May 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2004 - August 26, 2005
CITIGROUP GLOBAL MARKETS INC.
August 13, 2003 - April 16, 2004
MONY SECURITIES CORPORATION
July 24, 2003 - April 16, 2004
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FOCUSED FUNDAMENTAL STRATEGIES, LLC
CRD#: 153657 / SEC#:
Contact information
Red Flags
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