MW
Magdalena Woroniecki
SIKICH FINANCIAL
Naperville, IL 60563
Some features on this profile are disabled
CRD#: 4684178
MW
Professional summary
Magdalena Woroniecki, who also goes by Magda Woroniecki, Maggie Woroniecki, Meg Woroniecki, is a registered financial advisor currently at SIKICH FINANCIAL located in Naperville, Illinois and OSAIC WEALTH, INC. located in Naperville, Illinois.
Magdalena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Magdalena has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Magda Woroniecki | Maggie Woroniecki | Meg Woroniecki
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Sikich Financial; investment related;1415 W Diehl Rd, Ste 400,Naperville,IL 60563;LLP;investment advisor rep;9/12/2022;160 hrs/month;6.5 hrs during trading; financial planning and advisory 2)Magda Woroniecki; investment related;500 Warren Ave, Park Ridge, IL 60068;sale and service of health insurance; insurance agent;11/20/2003;1 hr/month;0 hrs during trading; sale and service of health insurance to individuals and business 3)Magdalena Woroniecki; investment related;2150 W Crescent Ave, Park Ridge, IL 60068;single family rental property; owner/landlord;2/1/2019;0 hrs/month;0 hrs during trading; rent single family house 4)Board Member, DuPage County Estate Planning Council. 9/19/2024 - present. no compensation. Charitable organization, 1 hour/month during business hours. 5)DuPage County Estate Planning Council; Investment related: no; 2800 Midwest Rd, Oak Brook, IL 60523; Nature or Structure of Business: non-for-profit organization; Position: Director on Board of Directors; Start date: 07/2024; hours per month: 3; securities trading hours 3; Duties: I am director and member of Board of directors. This is what the council does: Provide informed Guidance in the Creation, Conservation, and Distribution of Estates. It is a professional networking organization. Most members are estate planning attorneys, trust officers, CPAs, or financial advisors. Every month, we have a speaker presenting on the subject of estate planning, and we network. There are no financial transactions involved unless someone refers a client to another member, but then the council is not involved.
CRS (Client Relationship Summary) - RIA
Click below to view Magdalena Woroniecki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2022 - Present
SIKICH FINANCIAL
Office #1: 1415 W. Diehl Road, Suite 400, Naperville, IL 60563RIA
CRD#: 142640
Naperville, IL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1415 W. Diehl Road Suite 400, Naperville, IL 60563RIA
BD
CRD#: 23131
NAPERVILLE, IL
Past
September 13, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
NAPERVILLE, IL
Past
October 6, 2020 - May 6, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
OAK BROOK, IL
Past
February 27, 2019 - May 6, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
OAK BROOK, IL
Past
September 10, 2018 - November 7, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
ITASCA, IL
Past
October 15, 2003 - September 17, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
DES PLAINES, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/23/2024)
IAR
Illinois(9/13/2022)
RR
Illinois(8/23/2024)
RR
Indiana(8/23/2024)
RR
Rhode Island(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3051 Hollis Drive 3rd Floor, Springfield, IL 62704
Mailing Address
Phone number
(217) 862-1843
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 919,996,863 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
