Leland R. Fulwilder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leland Russell Fulwilder, who also goes by Leland R Fulwilder, Leland Fulwilder, Leland Russell Waubanascum-fulwilder, was a registered financial professional .
Leland is a previously registered financial professional and started their career in finance in 2003. Leland had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2011 - December 31, 2012
HOWELL & FULWILDER LLC
January 28, 2011 - October 16, 2012
KCD FINANCIAL, INC.
January 28, 2011 - October 16, 2012
KCD FINANCIAL, INC.
September 11, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 6, 2007 - September 9, 2008
CITIGROUP GLOBAL MARKETS INC.
July 31, 2007 - November 1, 2007
PFS INVESTMENTS INC.
March 1, 2004 - March 29, 2006
TD AMERITRADE, INC.
March 1, 2004 - March 29, 2006
TD AMERITRADE, INC.
September 3, 2003 - February 23, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HOWELL & FULWILDER LLC
CRD#: 155047 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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