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Timothy P. Eischen

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CRD#: 4684017
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Paul Eischen, who also goes by Timothy P Eichen, Timothy P Eischen, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2006. Timothy had worked at 1 firm and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Timothy P Eichen | Timothy P Eischen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 27, 2006 - December 20, 2012

BALANCE SHEET SOLUTIONS LLC

BD
CRD#: 124786
WARRENVILLE, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 2/24/2006
Financial and Operations Principal Examination

Current Firm


BS
BALANCE SHEET SOLUTIONS LLC
BALANCE SHEET SOLUTIONS LLC | MID-STATES INVESTMENT SOLUTIONS LLC

CRD#: 124786 / SEC#: 801-63345, 8-65727

BD
Terminated by SEC on 02/18/2013
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Contact information


Main Address
184 Shuman Blvd Suite 400, Naperville, IL 60563
Mailing Address
Phone number
Established
Illinois since 10/10/2002
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

SEPTEMBER 2017 REVISED (3/7/2019)

Direct owners and executive officers


NamePositionCRD#
ALLOYA CORPORATE FEDERAL CREDIT UNIONSOLE MEMBER OF LLC
SMITH, ERIC ALLENFINANCIAL AND OPERATIONS PRINCIPAL4661918
WESTBERG, MARY GAYLECHIEF COMPLIANCE OFFICER4711566

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BALANCE SHEET SOLUTIONS LLC

CRD#: 124786

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