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JZ

Jamshaud N. Zovein

ALPS DISTRIBUTORS
Manhattan Beach, CA 90266
Some features on this profile are disabled
CRD#: 4683864
JZ

Professional summary

Jamshaud Nmn Zovein, who also goes by Jam Zovein, Jamshaud Nmn Zovein, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Manhattan Beach, California.

Jamshaud is registered as a RR (Registered Representative) and started their career in finance in 2008. Jamshaud has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jam Zovein | Jamshaud Nmn Zovein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jamshaud Nmn Zovein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2025 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 3300 Highland Avenue, Manhattan Beach, CA 90266
BD
CRD#: 16853
Manhattan Beach, CA
Past

April 24, 2019 - March 6, 2020

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
Chicago, IL
Past

December 23, 2016 - February 15, 2019

CS PLANNING CORP

RIA
CRD#: 149937
Manhattan Beach, CA
Past

November 25, 2013 - March 18, 2014

NUVEEN ASSET MANAGEMENT, LLC

RIA
CRD#: 155584
CHICAGO, IL
Past

November 9, 2011 - November 25, 2013

NWQ INVESTMENT MANAGEMENT COMPANY, LLC

RIA
CRD#: 121876
LOS ANGELES, CA
Past

March 18, 2008 - March 18, 2014

NUVEEN SECURITIES, LLC

BD
CRD#: 469
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/24/2025)
RR
Alaska
(7/31/2025)
RR
Arizona
(8/1/2025)
RR
Arkansas
(7/31/2025)
RR
California
(7/18/2025)
RR
Colorado
(7/25/2025)
RR
Connecticut
(7/24/2025)
RR
Delaware
(7/24/2025)
RR
District of Columbia
(7/28/2025)
RR
Florida
(7/25/2025)
RR
Georgia
(7/25/2025)
RR
Hawaii
(7/25/2025)
RR
Idaho
(7/24/2025)
RR
Illinois
(7/30/2025)
RR
Indiana
(7/25/2025)
RR
Iowa
(7/24/2025)
RR
Kansas
(7/24/2025)
RR
Kentucky
(7/29/2025)
RR
Louisiana
(7/24/2025)
RR
Maine
(7/25/2025)
RR
Maryland
(7/24/2025)
RR
Massachusetts
(7/25/2025)
RR
Michigan
(7/28/2025)
RR
Minnesota
(7/28/2025)
RR
Mississippi
(7/24/2025)
RR
Missouri
(7/24/2025)
RR
Montana
(7/30/2025)
RR
Nebraska
(7/24/2025)
RR
Nevada
(7/25/2025)
RR
New Hampshire
(7/25/2025)
RR
New Jersey
(7/24/2025)
RR
New Mexico
(7/28/2025)
RR
New York
(7/25/2025)
RR
North Carolina
(7/25/2025)
RR
North Dakota
(7/25/2025)
RR
Ohio
(7/24/2025)
RR
Oklahoma
(7/28/2025)
RR
Oregon
(7/28/2025)
RR
Pennsylvania
(7/25/2025)
RR
Puerto Rico
(8/7/2025)
RR
Rhode Island
(7/25/2025)
RR
South Carolina
(7/29/2025)
RR
South Dakota
(7/24/2025)
RR
Tennessee
(7/25/2025)
RR
Texas
(7/24/2025)
RR
Utah
(7/28/2025)
RR
Vermont
(7/24/2025)
RR
Virginia
(7/25/2025)
RR
Washington
(7/24/2025)
RR
West Virginia
(8/5/2025)
RR
Wisconsin
(7/24/2025)
RR
Wyoming
(7/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/18/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/8/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/20/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/2/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AD
ALPS DISTRIBUTORS, INC.
ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 07/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPS DISTRIBUTORS, INC.

CRD#: 16853Manhattan Beach, CA 90266

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