James Paul Mccarthy

BN: MWS TAX PARTNERS, LLC POSI: owner - NOB: tax preparation - INV REL: No - #OF HRS: 5 - SEC TRAD HRS: 2 - START DATE: 08/20/2013 - ADDR: 54 Marshall Ave, Rockaway NJ 07866-2910 ***DBA: DIRECTIONAL WEALTH MANAGEMENT, LLC BN: DWM BENEFITS POSI: Owner NOB: Insurance (Life, health, disability, LTC) INV REL: No #OF HRS: 10 SEC TRAD HRS: 5 START DATE: 01/10/2010 ADDR: 141 W Main Street, Rockaway NJ 07866 DESC: market &manage various insurance (life, health, disability, LTC) vehicles BN: MRS. WILSON'S TREATMENT SERVICES FOR WOMEN POS: Board Member NOB: Member of Board of Directors of Alfre, Inc. DBA Mrs. Wilson's Treatment Services for Women INV REL: No #OF HRS: 5 SEC TRAD HRS: 0 START DATE: 11/18/2019 ADDR: 56 Mount Kemble Ave, Morristown NJ 07960 DESC: Serve on Board of Directors BN: DIRECTIONAL WEALTH MANAGEMENT, LLC POS: advisor NOB: SECURITIES AMERICA ADVISORS INV REL: Y #OF HRS: 120 SEC TRAD HRS: 7 START DATE: 09/01/2016 ADDR: 141 W Main St, Rockaway NJ 07866 DESCR: provide INV advisory services BN: DIRECTIONAL PROPERTIES, LLC POS: Owner NOB: Own the office bldng that houses my practice INV REL: N #OF HRS: 5 SEC TRAD HRS: 0 START DATE: 09/20/2016 ADDR: 141 W Main Street, Rockaway NJ 07866-2910 DESC: Own office bldng that houses my practice BN: DIRECTIONAL WEALTH MANAGEMENT, LLC POS: Producer NOB: Insurance INV REL:Y #OF HRS: 160 SEC TRAD HRS: 130 START DATE: 05/02/2022 ADDR: 141 W Main Street, Rockaway NJ 07866 DESC: Producer BN:KESTRA ADVISORY SERVICES, LLC POS: RIA NOB: INV advisory srvcs thru Kestra Advisory Srvcs, LLC INV REL:Y #OF HRS: 160 SEC TRAD HRS: 130 START DATE: 05/02/2022 ADDR: 5707 SW Boulevard, Bldg 2, Ste 400, Austin TX 78735 DESC: RIA BN: DIRECTIONAL PROPERTIES POS: Owner NOB: Real Estate INV REL:N #OF HRS: 10 SEC TRAD HRS: 0 START DATE: 05/02/2022 ADDR: 141 W Main Street, Rockaway NJ 07866 DESC: property owner BN: DIRECTIONAL BENEFITS POS: representative NOB: Insurance INV REL: Yes #OF HOURS: 5 SEC TRAD HOURS: 5 START DATE: 01/10/2010 ADDR: 141 W Main Street, Rockaway NJ 07866 DESC: market insurance products - specifically life, health, disability and LTC for individuals and groups BN: MWS TAX PARTNERS, LLC POS: Owner NOB: Tax/Accounting/CPA INV REL: No #OF HRS: 5 SEC TRAD HRS: 5 START DATE: 08/20/2013 ADDRESS: 54 MARSHALL AVE, Rockaway NJ 07866 DESC: income tax preparation BN: MRS. WILSON'S TREATMENT SERVICES POS: Board Member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No #OF HOURS: 5 SEC TRAD HRS: 0 START DATE: 11/18/2019 ADDR: 56 Mt Kemble Ave, Morristown NJ 07960 DESC: participate in Board mtngs and fundraising activities BN: MCCARTHY WEALTH SOLUTION POS: Owner NOB: INV advisory services through Kestra Advisory Services, LLC INV REL:N #OF HRS: 40 SEC TRAD HRS: 20 START DATE: 01/04/2010 ADDR: 54 Marshall Ave, Rockaway, NJ, USA, 54, Rockaway NJ 07866 DESC: Provide financial planning and INV advisory services BN: JAMES MCCARTHY POS: Facilitator NOB: Seminar Facilitator INV REL:N #OF HRS: 4 SEC TRAD HRS: 4 START DATE: 11/28/2022 ADDR: 141 W Main Street, Rockaway NJ 07866 DESC: Seminar Facilitator for ComPsych Corporation. They offer their clients a number of seminars on financial topics such as budgeting, saving for retirement, saving for college. They provide the presentation, I just make the presentation. BN: MENTAL HEALTH ASSOCIATION OF NJ POS: Committe memeber NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL:N #OF HRS: 2 SECU TRAD HRS: 2 START DATE: 11/15/2023 ADDR: James McCarthy

(2), 673 Morris Avenue, Suite 100, Springfield NJ 07081 DESC: Participate in finance committee meetings (quarterly). Review organization financial statements and Form 990. Provide input as necessary