JP
Jeromy A. Park
NWF ADVISORY SERVICES | Financial Advisor
Orange, CA 92866
Some features on this profile are disabled
CRD#: 4683760
JP
Professional summary
Jeromy Andrew Park, who also goes by Jeremy Andrew Park, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Orange, California and OSAIC WEALTH, INC. located in Orange, California.
Jeromy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jeromy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeremy Andrew Park
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AE SIL PROPERTIES, LLC - NO - 345 VALVERDE AVE BREA CA 92821 - PROPERTY LEASING - PARTNER - 09/10 - 4/0 HRS P/MO - FACILITATE MANAGMENT OF PROPERTY. 2. Jeromy Park, 1420 E CHAPMAN AVE ORANGE CA 92866, Insurance Agent, 4/30/2009, 10 hours total, 0 during trading hours, Fixed Insurance (Life & Health). 3. NWF ADVISORY SERVICES INC POSITION: Investment Adviser Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/15/2017 ADDRESS: 1420 E. Chapman Ave., Orange CA 92866, United States DESCRIPTION: Help manage and monitor client investments and accounts, work with clients to ensure investments are in line with their stated objectives, and do periodic reviews with clients. 4. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Advisor NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/09/2025 ADDRESS: 1420 East Chapman Ave., Orange CA 92866, United States DESCRIPTION: I am a Financial Advisor, helping clients invest towards their financial goals. I help clients establish and/or implement their financial plans, and for some clients I also actively manage their plans as well.
CRS (Client Relationship Summary) - RIA
Click below to view Jeromy Andrew Park's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 1420 Chapman Ave., Orange, CA 92866RIA
CRD#: 110410
Orange, CA
Current
October 17, 2017 - Present
OSAIC WEALTH, INC.
Office #1: 1420 E. Chapman Avenue, Orange, CA 92866RIA
BD
CRD#: 23131
Orange, CA
Past
May 1, 2009 - October 25, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
ORANGE, CA
Past
April 30, 2009 - October 25, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
ORANGE, CA
Past
January 13, 2006 - May 4, 2009
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ORANGE, CA
Past
July 10, 2003 - May 4, 2009
OSAIC WEALTH, INC.
BD
CRD#: 23131
ORANGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/17/2017)
IAR
California(10/25/2017)
RR
Connecticut(10/17/2017)
RR
Nevada(6/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Orange, CA 92866TRUST BUT VERIFY
Monitor Jeromy Park
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
xxxxxxx
