Catherine L. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Lynn Marshall, who also goes by Catherine Lynn Davidson, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 2005. Catherine had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - October 30, 2025
GENTER CAPITAL MANAGEMENT
May 28, 2008 - September 19, 2011
GOULD ASSET MANAGEMENT LLC
January 4, 2007 - May 15, 2008
GLENCREST INVESTMENT ADVISORS, INC.
March 31, 2005 - December 31, 2005
GLENCREST INVESTMENT ADVISORS, INC.
Primary Firm SEC Registration
GENTER CAPITAL MANAGEMENT
CRD#: 108618 / SEC#: 801-55484
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
GENTER CAPITAL MANAGEMENT
CRD#: 108618 / SEC#: 801-55484
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,072 |
| AUM (Assets Under Management) | $ 4,527,711,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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