PP
Pamela B. Prine
J. W. COLE ADVISORS
Glendale, AZ 85308
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CRD#: 4683631
PP
Professional summary
Pamela B. Prine, who also goes by Pamela B Prine, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Glendale, Arizona and J.W. COLE FINANCIAL, INC. located in Glendale, Arizona.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Pamela has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela B Prine
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Fixed/Indexed Insurance Product Sales Through Various Carriers; investment related; 7055 W Bell Road Suite 12, Glendale, AZ 85308; agent; fixed insurance sales & service, including Life, LTC, D & annuities; 20 hours per month, 8 hours per month during trading (2) DBA - Keystone Capital Management Group, LLC; investment related; 7055 W Bell Road Suite 12, Glendale, AZ 85308; owner/managing partner - start date 2/15/2016; investment & financial planning; 160 hours per month, 110 hours per month during trading. (3) Keystone Business Consulting, LLC / DBA Keystone B.E.S.T. Solutions; 7055 . Bell Rd, Ste 12, Glendale, AZ 86308; Not investment related; Education focus on Business consulting, Estate Preparation, Social Security Fundamentals and Tax Planning; 50% Owner with Kimberle Dyer; Start 9/17/2024; 20 hours /month during trading. (4) The Church of Jesus Christ of Latter-day Saints, Phoenix East Coordinating Council; Not investment Related; Communication Director; Work with the community to establish relationships with Interfaith, Civic and Gov't entities; Start 10/1/24; 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Pamela B. Prine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2009 - Present
J. W. COLE ADVISORS, INC.
Office #1: 7055 West Bell Road Suite 12, Glendale, AZ 85308RIA
CRD#: 112294
Glendale, AZ
Current
October 2, 2009 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 7055 West Bell Road Suite 12, Glendale, AZ 85308BD
CRD#: 124583
Glendale, AZ
Past
July 21, 2008 - October 5, 2009
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
PEORIA, AZ
Past
September 12, 2003 - October 5, 2009
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/2/2009)
IAR
Arizona(10/13/2009)
RR
California(1/29/2018)
RR
Montana(6/10/2024)
RR
Nebraska(6/30/2022)
RR
Nevada(3/21/2016)
IAR
Texas(10/22/2025)
RR
Wisconsin(1/14/2025)
RR
Wyoming(6/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/14/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
