James W. Sewell

GREEN VISTA ASSET MANAGEMENT LLC

Niceville, FL 32578

Some features on this profile are disabled

CRD#: 4683331

Professional summary

James William Sewell JR., who also goes by James William Sewell, Jim Sewell, is a registered financial advisor currently at GREEN VISTA ASSET MANAGEMENT LLC located in Niceville, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. James has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James William Sewell | Jim Sewell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NICEVILLE BUSINESS EXCHANGE, PRESIDENT, NETWORKING ORGANIZATION, START 08/2008, NON-INVESTMENT RELATED, 5 HRS/MO. 2) COVENANT FINANCIAL MANAGEMENT, OWNER AGENT, INSURANCE AND ANNUITY SALES, START 12/2007, NON-INVESTMENT RELATED, 80 HRS/MO DURING TRADING HOURS 3) HUNTERS HOLLOW STABLES, REFINISHING STABLES AND ROOMS, START 2016, NON-INVESTMENT RELATED, O HOURS DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Sewell JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2022 - Present

GREEN VISTA ASSET MANAGEMENT LLC

Office #1: 1813 John Sims Parkway Suite 3, Niceville, FL 32578

RIA

CRD#: 296855

Niceville, FL

Past

November 19, 2021 - August 1, 2024

GREEN VISTA CAPITAL, LLC

CRD#: 293630

NICEVILLE, FL

Past

July 3, 2006 - November 9, 2021

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

Ft. Walton Beach, FL

Past

May 4, 2006 - November 9, 2021

G. A. REPPLE & COMPANY

CRD#: 17486

Ft. Walton Beach, FL

Past

June 8, 2004 - May 4, 2006

NATIONAL PLANNING CORPORATION

CRD#: 29604

DESTIN, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/19/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2004

General Securities Representative Examination

Current Firm

GREEN VISTA ASSET MANAGEMENT LLC

CRD#: 296855 / SEC#: 801-113691

RIA

Registered Investment Advisory firm - (5/9/2019 Terminated)

California

Registered Investment Advisory firm - (9/11/2023 Approved)

Florida

Registered Investment Advisory firm - (4/3/2019 Approved)

Indiana

Registered Investment Advisory firm - (4/2/2025 Approved)

Louisiana

Registered Investment Advisory firm - (6/12/2023 Approved)

Ohio

Registered Investment Advisory firm - (8/27/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/8/2019 Approved)

Texas

Registered Investment Advisory firm - (4/19/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

222 N. Park Avenue, Winter Park, FL 32789

Mailing Address

Phone number

(407) 878-1215

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 13,665,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rahul Nair

WELLS FARGO SECURITIES, LLC

CHARLOTTE, NC

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

Marc Vincent

REDSTONE ADVISORS INC

IAR

WICHITA, KS

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James W. Sewell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Sewell JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GREEN VISTA CAPITAL, LLC

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

NATIONAL PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2006

Series 63

Date: 7/19/2004

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/7/2004

Current Firm

GREEN VISTA ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREEN VISTA ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors