Jared D. Williams

TREK FINANCIAL

Scottsdale, AZ 85255

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CRD#: 4683167

Professional summary

Jared Duane Williams, CFP®, who also goes by Jared D. Williams, is a registered financial advisor currently at TREK FINANCIAL located in Scottsdale, Arizona.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jared has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jared D. Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance agent; investment related; independent agent; 10 hours per month during business hours; sales of fixed insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Duane Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

December 7, 2022 - Present

TREK FINANCIAL

Office #1: 8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255

RIA

CRD#: 109376

Scottsdale, AZ

Past

July 6, 2017 - November 17, 2022

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 287909

PHOENIX, AZ

Past

July 11, 2016 - August 18, 2017

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 158107

PHOENIX, AZ

Past

October 22, 2015 - January 2, 2019

LEVIN FUNDING GROUP LLC

RIA

CRD#: 170087

SCOTTSDALE, AZ

Past

December 19, 2005 - July 13, 2016

TREK FINANCIAL

RIA

CRD#: 109376

SCOTTSDALE, AZ

Past

March 11, 2005 - April 10, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SCOTTSDALE, AZ

Past

October 8, 2004 - April 10, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

SCOTTSDALE, AZ

Past

July 24, 2003 - November 1, 2004

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TREK FINANCIAL

CRD#: 109376 / SEC#: 801-58087

RIA

Registered Investment Advisory firm - (11/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/22/2003

General Securities Representative Examination

Current Firm

TREK FINANCIAL

CRD#: 109376 / SEC#: 801-58087

RIA

Registered Investment Advisory firm - (11/15/2000 Approved)

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Contact information

Main Address

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 483-1510

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TREK FINANCIAL 2A BROCHURE (10/28/2025)

TREK FINANCIAL WRAP BROCHURE (4/10/2025)

Regulatory assets under management

Total Number of Accounts	11,057
AUM (Assets Under Management)	$ 2,492,708,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jared D. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Duane Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT, LLC

HERITAGE WEALTH MANAGEMENT, LLC

LEVIN FUNDING GROUP LLC

TREK FINANCIAL

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

TREK FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2003

Series 7

Date: 7/22/2003

Current Firm

TREK FINANCIAL

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TREK FINANCIAL

TRUST BUT VERIFY

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