David A. Lindley

OAKWELL PRIVATE WEALTH MANAGEMENT

Plymouth, MI

Some features on this profile are disabled

CRD#: 4682997

Professional summary

David Andrew Lindley, CFP®, who also goes by Dave Lindley, is a registered financial advisor currently at OAKWELL PRIVATE WEALTH MANAGEMENT located in Plymouth, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Lindley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Lindley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 10, 2025 - Present

OAKWELL PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 162096

Plymouth, MI

Past

September 22, 2025 - September 25, 2025

FOGUTH WEALTH MANAGEMENT, LLC.

RIA

CRD#: 327434

Plymouth, MI

Past

January 17, 2020 - March 20, 2025

GEM ASSET MANAGEMENT, LLC

RIA

CRD#: 124332

Plymouth, MI

Past

October 20, 2005 - October 7, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

July 28, 2003 - August 9, 2005

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAKWELL PRIVATE WEALTH MANAGEMENT

ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT

CRD#: 162096 / SEC#: 801-110263

RIA

Registered Investment Advisory firm - (4/5/2017 Approved)

Texas

Registered Investment Advisory firm - (11/3/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/10/2025)

IAR

Texas
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/11/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/25/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/2004

General Securities Principal Examination

Current Firm

OAKWELL PRIVATE WEALTH MANAGEMENT

ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT

CRD#: 162096 / SEC#: 801-110263

RIA

Registered Investment Advisory firm - (4/5/2017 Approved)

Texas

Registered Investment Advisory firm - (11/3/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3200 Steck Ave Suite 200, Austin, TX 78757

Mailing Address

Phone number

1-800-55OAKWELL

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAKWELL PRIVATE WEALTH MANAGEMENT ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	902
AUM (Assets Under Management)	$ 461,933,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Lindley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Lindley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOGUTH WEALTH MANAGEMENT, LLC.

GEM ASSET MANAGEMENT, LLC

CHASE INVESTMENT SERVICES CORP.

HANTZ FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OAKWELL PRIVATE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/2003

Series 7

Date: 7/21/2004

Series 6

Date: 7/25/2003

Series 24

Date: 12/14/2004

Current Firm

OAKWELL PRIVATE WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKWELL PRIVATE WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors