Mark A. Dilorenzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Anthony Dilorenzo was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2003. Mark had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2014 - September 1, 2017
FEF DISTRIBUTORS, LLC
December 14, 2011 - May 20, 2014
BNY MELLON SECURITIES CORPORATION
August 5, 2011 - May 20, 2014
BNY MELLON SECURITIES CORPORATION
April 1, 2010 - August 8, 2011
MORGAN STANLEY
April 1, 2010 - August 8, 2011
MORGAN STANLEY
August 19, 2009 - April 14, 2010
HENNION & WALSH, INC.
June 1, 2005 - July 11, 2005
G&L PARTNERS, INC.
June 28, 2004 - August 2, 2004
G&L PARTNERS, INC.
July 2, 2003 - August 5, 2003
G&L PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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