CJ
Christopher S. Jennings
OSAIC INSTITUTIONS
Virginia Beach, VA 23452
Some features on this profile are disabled
CRD#: 4682532
CJ
Professional summary
Christopher Scott Jennings, who also goes by Cheech Jennings, Christopher Jennings Jennings, is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Virginia Beach, Virginia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cheech Jennings | Christopher Jennings Jennings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) TIDEWATER CHAPTER OF THE VIRGINIA TECH ALUMNI ASSOC. 328 DOVER CT. VIRGINIA BEACH, VA 23454. NOT INVESTMENT RELATED. PRESIDENT. STARTED IN 2002. APPROX 20 HOURS PER MONTH. APPROX 5 HOURS PER MONTH DURING TRADING HOURS. RAISE FUNDS FOR SCHOLARSHIPS AWARDED BY THE CHAPTER.
2.) Vanguard Landing LLC 2020 Princess Anne rd. Virginia Beach, VA 23456. care for adults with Intellectual disabilities. Not investment related. Advisory board member/Financial Advisor. Starting in June 2016. Approx 4-6 hours per month. 0 during trading hours. Raise money through Over the Edge fundraiser.
3.) Full Circle Insurance Specialists, Inc. Started July 2020. Yes, investment related. Approx 10 hours per month during trading hours. Sells fixed life, Health, disability and Long term care. Paid in commissions. Work with wife in this business. Insurance agent sales and Marketing.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Scott Jennings's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Scott Jennings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2008 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 582 Lynnhaven Parkway, Suite 100, Virginia Beach, VA 23452RIA
BD
CRD#: 35371
Virginia Beach, VA
Current
September 8, 2008 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 582 Lynnhaven Parkway, Suite 100, Virginia Beach, VA 23452RIA
BD
CRD#: 35371
Virginia Beach, VA
Past
January 16, 2008 - September 4, 2008
CAPITOL SECURITIES MANAGEMENT, INC.
RIA
CRD#: 14169
NORFOLK, VA
Past
January 16, 2008 - September 4, 2008
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
NORFOLK, VA
Past
January 4, 2005 - January 18, 2008
BI INVESTMENTS, LLC
RIA
CRD#: 125437
NORFOLK, VA
Past
January 4, 2005 - January 18, 2008
BI INVESTMENTS, LLC
BD
CRD#: 125437
NORFOLK, VA
Past
February 6, 2004 - December 31, 2004
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
CHESAPEAKE, VA
Past
October 27, 2003 - December 31, 2004
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/26/2017)
RR
Florida(9/8/2008)
RR
North Carolina(9/8/2008)
RR
Oklahoma(7/2/2019)
RR
South Carolina(8/14/2023)
RR
Texas(11/7/2019)
IAR
Texas(11/12/2020)
RR
Virginia(9/8/2008)
IAR
Virginia(9/8/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858
Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858
Phone number
(203) 599-6000
Established
Connecticut since 04/07/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
630
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
