Jamison Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamison Davis, who also goes by Jamison Alyn Davis, was a registered financial professional .
Jamison is a previously registered financial professional and started their career in finance in 2003. Jamison had worked at 13 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2026 - April 1, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
January 5, 2026 - April 1, 2026
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
March 21, 2025 - December 23, 2025
KINGDOM FINANCIAL GROUP, LLC
November 25, 2024 - February 5, 2025
EXEMPLAR CAPITAL, LLC
April 9, 2024 - November 13, 2024
FISHER INVESTMENTS
September 21, 2021 - January 18, 2024
SIMPLICITY WEALTH
March 20, 2018 - September 20, 2021
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
June 26, 2015 - February 17, 2017
LPL FINANCIAL LLC
January 30, 2015 - June 30, 2015
CETERA ADVISORS LLC
January 2, 2014 - September 26, 2014
THE LEADERS GROUP, INC.
February 22, 2011 - November 8, 2013
THRIVENT INVESTMENT MANAGEMENT INC.
July 7, 2008 - February 23, 2009
LPL FINANCIAL LLC
April 10, 2007 - June 24, 2008
MML INVESTORS SERVICES, LLC
August 12, 2003 - October 16, 2003
NATCITY INVESTMENTS, INC.
Primary Firm SEC Registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/20/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
