Dallas G. Tennant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dallas Gene Tennant, who also goes by Dallas Tennant, was a registered financial professional .
Dallas is a previously registered financial professional and started their career in finance in 2003. Dallas had worked at 7 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2011 - January 28, 2014
USAA FINANCIAL PLANNING SERVICES
November 15, 2010 - January 28, 2014
USAA FINANCIAL ADVISORS, INC.
September 16, 2009 - October 27, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
February 5, 2008 - September 4, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
February 27, 2006 - September 4, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
April 15, 2005 - March 1, 2006
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
January 12, 2005 - February 28, 2006
AMSOUTH INVESTMENT SERVICES, INC.
November 21, 2003 - January 4, 2005
MORGAN STANLEY DW INC.
August 25, 2003 - January 4, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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