Jarrod T. Adams

JARROD ADAMS INVESTING

Mooresville, NC 28117

Some features on this profile are disabled

CRD#: 4682375

Professional summary

Jarrod Thomas Adams is a registered financial advisor currently at JARROD ADAMS INVESTING, LLC located in Mooresville, North Carolina.

Jarrod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jarrod has worked at 1 firm and has passed the Series 65 and Series 34 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jarrod Thomas Adams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2012 - Present

JARROD ADAMS INVESTING, LLC

Office #1: 106 Langtree Village Drive Suite 301, Mooresville, NC 28117

RIA

CRD#: 164119

Mooresville, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/21/2020)

IAR

North Carolina
(6/25/2012)

IAR

Oklahoma
(5/2/2016)

IAR

Pennsylvania
(6/3/2020)

IAR

Texas
(3/13/2019)

IAR

Washington
(4/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 34

Date: 11/12/2010

Retail Off-Exchange FOREX Examination

Current Firm

JARROD ADAMS INVESTING, LLC

ADAMS INVESTING LLC | JARROD ADAMS INVESTING, LLC

CRD#: 164119 / SEC#:

California

Registered Investment Advisory firm - (12/21/2020 Approved)

North Carolina

Registered Investment Advisory firm - (5/22/2012 Approved)

Oklahoma

Registered Investment Advisory firm - (5/2/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/2/2020 Approved)

Texas

Registered Investment Advisory firm - (3/13/2019 Conditional Restricted)

Washington

Registered Investment Advisory firm - (4/7/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

106 Langtree Village Drive Suite 301, Mooresville, NC 28117

Mailing Address

Phone number

(704) 996-4243

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	275
AUM (Assets Under Management)	$ 73,199,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jessica Williams

VANGUARD ADVISERS, INC.

IAR

CHARLOTTE, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jarrod T. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jarrod Thomas Adams's CRS (Customer Relationship Summary).

Certified licenses

Experience

JARROD ADAMS INVESTING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2012

Series 34

Date: 11/12/2010

Current Firm

JARROD ADAMS INVESTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JARROD ADAMS INVESTING, LLC

TRUST BUT VERIFY

Similar Advisors