Michael C. Coppolo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Coppolo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2013 - August 4, 2014
SIERRA PACIFIC SECURITIES, LLC
June 22, 2011 - April 1, 2013
FURTHER LANE SECURITIES, L.P.
June 2, 2008 - June 20, 2011
BGC FINANCIAL, L.P.
August 24, 2007 - September 7, 2007
BGC FINANCIAL, L.P.
July 2, 2003 - August 27, 2003
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
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Exams
Current Firm
SIERRA PACIFIC SECURITIES, LLC
CRD#: 155160 / SEC#: , 8-68700
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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