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MG

Mark N. Giambrone

BARROW HANLEY GLOBAL INVESTORS
Dallas, TX 75201-2761
Some features on this profile are disabled
CRD#: 4682252
MG

Professional summary

Mark Nmn Giambrone, who also goes by Mark Giambrone, is a registered financial advisor currently at BARROW HANLEY GLOBAL INVESTORS located in Dallas, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mark has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Giambrone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Nmn Giambrone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 29, 2003 - Present

BARROW HANLEY GLOBAL INVESTORS

Office #1: 2200 Ross Avenue 31st Floor, Dallas, TX, 75201-2761Office #2: 3232 Mckinney Ave Suite 1500, Dallas, TX 75204
RIA
CRD#: 105519
Dallas, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BH
BARROW HANLEY GLOBAL INVESTORS
BARROW HANLEY GLOBAL INVESTORS | BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC | BARROW HANLEY MEWHINNEY & STRAUSS INC | BARROW HANLEY GLOBAL INVESTORS

CRD#: 105519 / SEC#: 801-31237

RIA
Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/29/2003)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2003
Uniform Investment Adviser Law Examination

Current Firm

BH
BARROW HANLEY GLOBAL INVESTORS
BARROW HANLEY GLOBAL INVESTORS | BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC | BARROW HANLEY MEWHINNEY & STRAUSS INC | BARROW HANLEY GLOBAL INVESTORS

CRD#: 105519 / SEC#: 801-31237

RIA
Registered Investment Advisory firm - (12/31/1987 Approved)
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Contact information

Main Address
2200 Ross Avenue 31st Floor, Dallas, TX, 75201-2761
Mailing Address
Phone number
(214) 665-1900
Established
Firm type
Fiscal year end
# of Employees
99

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BARROW HANLEY FORM ADV PART 2A 03.27.25 (3/27/2025)

Regulatory assets under management

Total Number of Accounts276
AUM (Assets Under Management)$ 53,255,290,889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARROW HANLEY GLOBAL INVESTORS

CRD#: 105519Dallas, TX 75201-2761

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