Melanie R. Curry
Professional summary
Melanie R Curry, who also goes by Melanie Rose Curry, Melanie Curry, Melanie R Hughes, Melanie Hughes, Melanie R Hughes, is a registered financial professional currently at CUNA BROKERAGE SERVICES, INC. located in Denver, Iowa.
Melanie is registered as a RR (Registered Representative) and started their career in finance in 2003. Melanie has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melanie R Curry's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2024 - Present
CUNA BROKERAGE SERVICES, INC.
November 11, 2021 - June 8, 2023
LPL FINANCIAL LLC
September 18, 2018 - June 18, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 18, 2013 - December 20, 2016
VANGUARD MARKETING CORPORATION
March 3, 2008 - March 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2008 - March 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 2006 - January 23, 2008
PNC WEALTH MANAGEMENT LLC
July 28, 2005 - January 23, 2008
PNC WEALTH MANAGEMENT LLC
September 26, 2003 - June 21, 2005
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2024)
Exams
FINRA
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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