Jason M. Carver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Matthew Carver was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2003. Jason had worked at 8 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2019 - October 7, 2020
BSP SECURITIES, LLC
February 15, 2019 - March 31, 2022
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
November 14, 2012 - July 6, 2018
FIS BROKERAGE & SECURITIES SERVICES LLC
September 18, 2012 - December 31, 2013
SUNGARD INSTITUTIONAL BROKERAGE INC.
July 26, 2011 - March 8, 2012
BELVEDERE TRADING LLC
March 4, 2009 - March 5, 2009
RIVERSIDE SECURITIES, INC.
July 11, 2005 - January 31, 2007
ALARON FINANCIAL SERVICES
August 27, 2003 - June 27, 2005
BNP PARIBAS PRIME BROKERAGE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
BSP SECURITIES, LLC
CRD#: 156936 / SEC#: , 8-68822
Contact information
Documents
Red Flags
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