Robert T. Mcguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Terrence Mcguire, who also goes by Robert Terrence Mc Guire, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2006 - December 31, 2014
PRIMESOLUTIONS SECURITIES, INC.
August 2, 2004 - October 28, 2005
J.P. MORGAN SECURITIES INC.
March 5, 2004 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PRIMESOLUTIONS SECURITIES, INC.
CRD#: 46017 / SEC#: , 8-51286
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
