Paul W. Hassebroek

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CRD#: 4681549

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul William Hassebroek, who also goes by Paul W Hassebroek, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2003. Paul had worked at 7 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul W Hassebroek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 3, 2014 - June 26, 2019

VALIANT WEALTH, LLC

RIA

CRD#: 146911

Boca Raton, FL

Past

April 12, 2012 - March 2, 2015

SIX FOUR CAPITAL MANAGEMENT LLC

RIA

CRD#: 161980

WEST DES MOINES, IA

Past

September 17, 2009 - March 29, 2012

RIVER GLEN WEALTH COUNSELORS

RIA

CRD#: 147012

WEST DES MOINES, IA

Past

November 4, 2005 - September 18, 2009

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

CLIVE, IA

Past

November 4, 2005 - September 18, 2009

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

CLIVE, IA

Past

March 15, 2004 - November 10, 2005

EDWARD JONES

CRD#: 250

CLIVE, IA

Past

November 17, 2003 - March 9, 2004

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

URBANDALE, IA

Past

September 3, 2003 - March 9, 2004

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALIANT WEALTH, LLC

15 RIA | VW ADVISORS, LLC | VALIANT WEALTH, LLC

CRD#: 146911 / SEC#: 801-108491

RIA

Registered Investment Advisory firm - (10/18/2016 Approved)

Iowa

Registered Investment Advisory firm - (10/26/2016 Terminated)

Texas

Registered Investment Advisory firm - (10/25/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/13/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/2003

General Securities Representative Examination

Current Firm

VALIANT WEALTH, LLC

15 RIA | VW ADVISORS, LLC | VALIANT WEALTH, LLC

CRD#: 146911 / SEC#: 801-108491

RIA

Registered Investment Advisory firm - (10/18/2016 Approved)

Iowa

Registered Investment Advisory firm - (10/26/2016 Terminated)

Texas

Registered Investment Advisory firm - (10/25/2016 Terminated)

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Contact information

Main Address

3408 Woodland Ave Suite 204, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 223-6068

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	666
AUM (Assets Under Management)	$ 382,118,932

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/21/2025	Cover Page	Report
04/24/2024	Cover Page	Report
04/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul W. Hassebroek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIX FOUR CAPITAL MANAGEMENT LLC

RIVER GLEN WEALTH COUNSELORS

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

EDWARD JONES

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

VALIANT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/2012

Series 66

Date: 11/13/2003

Series 7

Date: 9/2/2003

Current Firm

VALIANT WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VALIANT WEALTH, LLC

TRUST BUT VERIFY

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