William R. Gregozeski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William R Gregozeski was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2003. William had worked at 5 firms and has passed the Series 66, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2014 - April 9, 2014
SANDLAPPER SECURITIES, LLC
August 24, 2012 - September 30, 2014
CONCERT WEALTH MANAGEMENT
February 6, 2012 - August 30, 2012
MONT BLANC CAPITAL MANAGEMENT LLC
September 30, 2009 - February 7, 2012
GAR WOOD SECURITIES, LLC
July 3, 2003 - July 1, 2008
CAPSTONE INVESTMENTS
State Registrations and Notice Filings
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Exams
Current Firm
SANDLAPPER SECURITIES, LLC
CRD#: 137906 / SEC#: , 8-67128
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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