Robert Oliver Kron, CFP | Financial Professional | Chicago, Illinois | NUVEEN ASSET MANAGEMENT, LLC

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial Planner

Years of Experience

22 years registered in the securities industry

Current & Past Employments

Current

NUVEEN ASSET MANAGEMENT, LLCCurrent·CRD# 155584

RIA

333 West Wacker Drive Suite 2000, Chicago, IL 60606

March 2, 2020 - Present

NUVEEN SECURITIES, LLCCurrent·CRD# 469

BD

333 West Wacker Drive, Chicago, IL 60606-1286

February 19, 2020 - Present

Past

BLACKROCK INVESTMENT MANAGEMENT, LLCPast·CRD# 108928

RIA

Princeton, NJ

December 22, 2008 - January 16, 2019

BLACKROCK INVESTMENTS, LLCPast·CRD# 38642

BD

Princeton, NJ

December 22, 2008 - January 16, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

RIA

Pennington, NJ

April 5, 2004 - June 21, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

BD

Pennington, NJ

March 17, 2004 - June 21, 2007

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Current Firm

NA

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - SEC (11/24/2010 Approved)

Contact Information

Main Address

333 West Wacker Drive, Chicago, IL 60606

Phone Number

(312) 917-7700

# of Employees

381

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NUVEEN ASSET MANAGEMENT, LLC - FORM ADV PART 2A (3/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

65,258

AUM (Assets Under Management)

$280,484,645,970

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/26/2026	Cover Page	Report
11/21/2025	Cover Page	Report
12/19/2024	Cover Page	Report
12/15/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: INNER DRIVE HOOPS. INVESTMENT-RELATED?: NO. ADDRESS: 113 NORTH GOLD DRIVE, ROBBINSVILLE, NJ 08691. NATURE OF BUSINESS: BASKETBALL PRACTICE AND TRAINING FACILITY. POSITION: PRESIDENT. START DATE: 04/1/2019. TIME DEVOTED: 2 HOURS/WEEK, NONE DURING SECURITIES TRADING HOURS. DUTIES: REVIEW BUSINESS ACTIVITY AND UPDATE STRATEGIC PLAN.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NA

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - SEC (11/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/11/2026)

RR

Alaska
(6/11/2026)

RR

Arizona
(6/11/2026)

RR

Arkansas
(6/11/2026)

RR

California
(6/11/2026)

RR

Colorado
(6/11/2026)

RR

Connecticut
(6/11/2026)

RR

Delaware
(6/11/2026)

RR

District of Columbia
(6/11/2026)

RR

Florida
(6/11/2026)

RR

Georgia
(6/11/2026)

RR

Hawaii
(6/11/2026)

RR

Idaho
(6/11/2026)

IAR

Illinois
(1/14/2026)

RR

Illinois
(6/11/2026)

RR

Indiana
(6/11/2026)

RR

Iowa
(6/11/2026)

RR

Kansas
(6/11/2026)

RR

Kentucky
(6/11/2026)

RR

Louisiana
(6/11/2026)

RR

Maine
(6/11/2026)

RR

Maryland
(6/11/2026)

RR

Massachusetts
(6/11/2026)

RR

Michigan
(6/11/2026)

RR

Minnesota
(6/11/2026)

RR

Mississippi
(6/11/2026)

RR

Missouri
(6/11/2026)

RR

Montana
(6/11/2026)

RR

Nebraska
(6/11/2026)

RR

Nevada
(6/11/2026)

RR

New Hampshire
(6/11/2026)

RR

New Jersey
(2/19/2020)

RR

New Mexico
(6/11/2026)

RR

New York
(6/11/2026)

RR

North Carolina
(6/11/2026)

RR

North Dakota
(6/11/2026)

RR

Ohio
(6/11/2026)

RR

Oklahoma
(6/11/2026)

RR

Oregon
(6/11/2026)

RR

Pennsylvania
(2/27/2025)

RR

Puerto Rico
(6/11/2026)

RR

Rhode Island
(6/11/2026)

RR

South Carolina
(6/11/2026)

RR

South Dakota
(6/11/2026)

RR

Tennessee
(6/11/2026)

RR

Texas
(6/11/2026)

RR

Utah
(6/11/2026)

RR

Vermont
(6/11/2026)

RR

Virgin Islands
(6/11/2026)

RR

Virginia
(6/11/2026)

RR

Washington
(6/11/2026)

RR

West Virginia
(6/11/2026)

RR

Wisconsin
(6/11/2026)

RR

Wyoming
(6/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.