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JF

Jarrod M. Feinstein

CANAL CAPITAL MANAGEMENT
Richmond, VA 23219
Some features on this profile are disabled
CRD#: 4681400
JF

Professional summary


Jarrod Michael Feinstein, who also goes by Jarrod M Feinstein, Jarrod Feinstein, is a registered financial advisor currently at CANAL CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.

Jarrod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jarrod has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jarrod M Feinstein | Jarrod Feinstein

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HAXALL POINT III GP, LLC MANGING MEMBER

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jarrod Michael Feinstein's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 12, 2018 - Present

CANAL CAPITAL MANAGEMENT, LLC

Office #1: 9 South 5th Street, Richmond, VA 23219
RIA
CRD#: 164971
Richmond, VA
Past

November 27, 2012 - July 5, 2017

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

BD
CRD#: 13233
NEW YORK, NY
Past

February 10, 2009 - November 2, 2012

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA
Registered Investment Advisory firm - (8/21/2012 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(11/12/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/12/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 16
Date: 3/11/2015
NYSE Supervisory Analyst Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA
Registered Investment Advisory firm - (8/21/2012 Approved)
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Contact information


Main Address
9 South 5th Street, Richmond, VA 23219
Mailing Address
Phone number
(804) 325-1450
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (8 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CANAL CAPITAL MANAGEMENT ADV BROCHURE (3/20/2025)

Regulatory assets under management


Total Number of Accounts1,870
AUM (Assets Under Management)$ 1,200,435,021

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971Richmond, VA 23219

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